NBCE is an actively managed Exchange Traded Fund (ETF) that seeks long-term capital appreciation by investing in what the Portfolio Managers believe are high quality, China A-Share companiess. Concentrated, all-cap portfolio focused on high quality, onshore China A-Share companies, which seeks to invest in a manner broadly consistent with the values of many U.S. investors. The Fund’s responsible investment approach seeks to invest in companies that align with the values of many U.S. investors, and exclude companies involved in business activities and behaviors that may be environmentally or socially harmful. 

NBGR is an actively managed Exchange Traded Fund (ETF). NBGR is a global portfolio seeking total return, emphasizing both current income and capital appreciation. Actively managed, global real estate portfolio seeking total return, emphasizing both current income and capital appreciation. NBGR began as the Neuberger Berman Global Real Estate Fund (Predecessor Fund), an open-end mutual fund which had operated since December 30, 2014. Effective as of the close of business on October 13, 2023, NBGR acquired the Predecessor Fund’s assets and liabilities, and assumed its performance, financial and other historical information.

PAPI is an actively managed exchange-traded fund. The investment objective of the Fund is to seek to provide consistent monthly income while maintaining prospects for capital appreciation. The Adviser and Parametric Portfolio Associates LLC seek to fulfill the Fund’s objective by using two principal strategies (1) creating an actively-managed portfolio of dividend-paying equity securities that primarily include common stocks of U.S. companies selected from the Russell 3000 Index (the “long equity portfolio”); and (2) selling (writing) option contracts on the SPDR S&P 500 ETF Trust (the “Underlying ETF”) or on the S&P 500 Index to generate additional yield. 

PHEQ seeks to provide capital appreciation by investing its net assets in equity securities of certain U.S. large capitalization companies that are constituents of the Solactive GBS US 500 at the time of purchase. The Equity Portfolio weightings are determined via an optimization process intended to provide return and risk characteristics that closely track those of the Equity Portfolio Index across key fundamental attributes such as value, growth, size, volatility, and momentum in addition to categorical attributes such as sector and industry. 

Under normal circumstances, QUVU seeks to achieve its investment objective by investing primarily in common stocks of issuers located in the United States. Wellington Management Company LLP (“Wellington Management”), the Fund’s sub-adviser, chooses the Fund’s investments using fundamental research to seek to identify high-quality companies demonstrating a commitment to dividends and shareholders and improving or sustainable operating characteristics. Wellington Management’s investment process focuses on companies that it believes are undervalued market leaders, industries with improving supply/demand trends, and companies that it believes are out-of-favor with less downside risk than the overall market. Wellington Management also integrates the evaluation of financially material environmental, social, and/or governance (“ESG”) characteristics (where available for a company) into its fundamental analysis. 

IRTR seeks to provide exposure to a conservative, broad portfolio of ETFs covering global asset classes. One ETF to access a diverse portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets in the near future.

ITDA seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2025.

ITDB seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2030.

ITDC seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2025.

ITDD seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2040.

ITDE seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2045.

ITDF seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2050.

ITDG seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2055.

ITGH seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2060.

ITDI seeks to provide retirement outcomes through exposure to a broad portfolio of ETFs which adjusts its allocation as it approaches its target date. One ETF to access a diversified portfolio of stock and bond ETFs designed for investors expecting to retire or begin withdrawing assets around the year 2065.

NVDQ seeks daily inverse investment results and is very different from most other exchange-traded funds. The pursuit of daily inverse investment goals means that the return of the Fund for a period longer than a full trading day may have no resemblance to -200% of the return of the publicly-traded common stock of NVIDIA, Corp. (NASDAQ: NVDA).

NVDX seeks daily leveraged investment results and is very different from most other exchange-traded funds. As a result, the Fund may be riskier than alternatives that do not use leverage because the Fund’s objective is to magnify (200%) the daily performance of the publicly-traded common stock of NVIDIA Corp. (NASDAQ: NVDA).

TSLT seeks daily leveraged investment results and is very different from most other exchange-traded funds. As a result, the Fund may be riskier than alternatives that do not use leverage because the Fund’s objective is to magnify (200%) the daily performance of the publicly-traded common stock of Tesla, Inc. (NASDAQ: TSLA).

TSLZ seeks daily inverse investment results and is very different from most other exchange-traded funds. The pursuit of daily inverse investment goals means that the return of the Fund for a period longer than a full trading day may have no resemblance to -200% of the return of the publicly-traded common stock of Tesla, Inc. (NASDAQ: TSLA).

The investment objective of GOCT is to seek to provide investors with returns (before fees and expenses) that match the price return of the SPDR S&P 500 ETF Trust (the “Underlying ETF”), up to a predetermined upside cap of 15.50% while providing a buffer (before fees and expenses) against the first 15% of Underlying ETF losses, over the period from October 23, 2023 through October 18, 2024. Under normal market conditions, the Fund will invest substantially all of its assets in FLexible EXchange Options (“FLEX Options”) that reference the price performance of the SPDR S&P 500 ETF Trust (the “Underlying ETF”).

The investment objective of XOCT is to seek to provide investors with returns (before fees and expenses) of approximately twice any positive price return of the SPDR S&P 500 ETF Trust (the “Underlying ETF”), up to a predetermined upside cap of 12.80% while providing a buffer (before fees and expenses) against the first 15% of Underlying ETF losses, over the period from October 23, 2023 through October 18, 2024. Under normal market conditions, the Fund will invest substantially all of its assets in FLexible EXchange Options (“FLEX Options”) that reference the price performance of the SPDR S&P 500 ETF Trust (the “Underlying ETF”).

MRNY is an actively managed fund that seeks to generate monthly income by selling/writing call options on MRNA. MRNY pursues a strategy that aims to harvest compelling yields, while retaining capped participation in the price gains of MRNA. The Fund’s primary investment objective is to seek current income. The Fund’s secondary investment objective is to seek exposure to the share price of the common stock of Moderna Inc. (“MRNA”), subject to a limit on potential investment gains.

BLCR seeks to maximize total return by investing primarily in large capitalization U.S. equities through blending fundamental and quantitative insights. Leverages fundamental and quantitative insights to build a portfolio of large cap U.S. stocks. Uses a disciplined, long-term approach targets attractive risk-adjusted capital growth through identifying underappreciated companies with strong or improving business fundamentals.

GPIQ seeks current income while maintaining prospects for capital appreciation. Provides core equity exposure to the Nasdaq-100 Index and dynamically sells call options, allowing for participation with rising markets and potential outperformance in negative to flat markets. Seeks to deliver attractive yield with a lower correlation to traditional income sources and their risks.

GPIX seeks current income while maintaining prospects for capital appreciation. Provides core equity exposure to the S&P 500 Index and dynamically sells call options, allowing for participation with rising markets and potential outperformance in negative to flat markets.

The investment objective of BUFZ is to seek to provide investors with capital appreciation. The Fund seeks to achieve its investment objective by providing investors with U.S. large-cap equity market exposure while attempting to limit downside risk through a laddered portfolio of FT Cboe Vest U.S. Equity Moderate Buffer ETFs.

BHYB, using a “passive” or indexing investment approach, seeks investment results that correspond generally to the performance, before fees and expenses, of the Underlying Index. The Underlying Index is a subset of the ICE BofA US High Yield Index (the “Parent Index”), which is designed to track the performance of U.S. dollar denominated below investment grade corporate debt publicly issued in the U.S. domestic market. 

AAPY is an actively managed exchange traded fund that seeks current income while maintaining the opportunity for exposure to the share price (i.e., the price returns) of the common stock of Apple Inc.; however the strategy limits potential investment gains related to share price appreciation. The Fund seeks to employ its investment strategy as it relates to AAPL in all market, economic, or other conditions. The Fund uses a synthetic covered call strategy to provide (1) income derived from options premiums and (2) exposure to the share price returns of AAPL, subject to a limit on potential share price returns on AAPL as a result of the nature of the options strategy it employs.

NFLP is an actively managed exchange traded fund that seeks current income while maintaining the opportunity for exposure to the share price (i.e., the price returns) of the common stock of Netflix Inc.; however the strategy limits potential investment gains related to share price appreciation. The Fund seeks to employ its investment strategy as it relates to NFLX in all market, economic, or other conditions. The Fund uses a synthetic covered call strategy to provide (1) income derived from options premiums and (2) exposure to the share price returns of NFLX, subject to a limit on potential share price returns on NFLX as a result of the nature of the options strategy it employs.

TSLP is an actively managed exchange traded fund that seeks current income while maintaining the opportunity for exposure to the share price (i.e., the price returns) of the common stock of Tesla Inc.; however the strategy limits potential investment gains related to share price appreciation. The Fund seeks to employ its investment strategy as it relates to TSLA in all market, economic, or other conditions. The Fund uses a synthetic covered call strategy to provide (1) income derived from options premiums and (2) exposure to the share price returns of TSLA, subject to a limit on potential share price returns on TSLA as a result of the nature of the options strategy it employs.

FTHF seeks investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the Emerging Markets Human Flourishing Index. The Emerging Markets Human Flourishing Index is constructed to track the performance of companies that belong to countries within emerging markets that have a high Human Dignity Score according to Freedom House. Freedom House is a non profit, majority U.S. government funded organization in Washington, D.C. that conducts research and advocacy on democracy, political freedom, and human rights. Eligible securities must be a member of the Bloomberg Emerging Markets Large and Mid Cap universe.

IWMY aims to achieve consistent and outsized monthly yield distributions for investors coupled with equity market exposure to the Russell 2000. IWMY is an actively managed exchange-traded fund (“ETF”) that seeks enhanced income, constructed of treasuries and Russell 2000 index options. The strategy’s objective is to generate outsized monthly distributions by selling option premium on a daily basis. The fund uses daily options to realize rapid time decay by selling in the money puts.

AMZP is an ETF incorporated in the USA. The Kurv Yield Premium Strategy Amazon (AMZN) ETF seeks to provide current income. The Fund’s secondary investment objective is to seek exposure to the share price of the common stock of Amazon.com, Inc., subject to a limit on potential investment gains. Enhanced income strategies focused on generating monthly cash flow through multiple sources, including harvesting covered call option premiums, dividends, and interest income.

GOOP seeks to provide current income while maintaining the opportunity for exposure to the share price of the common stock of Alphabet Inc., subject to a limit on potential investment gains. Enhanced income strategies focused on generating monthly cash flow through diversified multiple sources, including harvesting covered call option premiums, dividends, and interest income.

MSFY  seeks to provide current income while maintaining the opportunity for exposure to the share price of the common stock of Microsoft Corporation, subject to a limit on potential investment gains. Enhanced income strategies focused on generating monthly cash flow through diversified multiple sources, including harvesting covered call option premiums, dividends, and interest income.