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SPRX invests in companies that are poised to benefit from breakthrough trends in industrial technology. The fund's objective is to find underappreciated opportunities across different industrial supply chains that are beneficiaries of the secular themes discussed below: Environmental Focus and Decarbonization, Manufacturing Digitalization, Automation & Robotics, Photonics and Additive Manufacturing, Space Exploration, Artificial Intelligence (AI).
BECO seeks to maximize total return by primarily investing in companies that BFA believes are furthering the transition to a lower carbon economy including themes such as sustainable energy, circular economy, future of transport and nutrition.
BOAT provides pure-play exposure to the global maritime shipping industry. BOAT is an indexed ETF that seeks to provide performance results that correspond, before fees and expenses, to the Solactive Global Shipping Index. The Index consists of global shipping companies engaged in the maritime transportation of goods and raw materials, including consumer and industrial products, vehicles, dry bulk, crude oil and liquefied natural gas.
Under normal market conditions, VCLN will invest not less than 80% of its net assets (plus the amount of any borrowings for investment purposes) in equity securities of clean energy companies. Duff & Phelps Investment Management Co., the Fund's sub-adviser, defines clean energy companies as those that derive at least 50% of their value from one or more of the following clean energy businesses: (a) the production of clean energy (e .g ., biofuel, biomass, hydroelectricity, solar energy, wind energy, and battery storage, among others); (b) the provision of clean energy technology and equipment; or (c) the transmission and distribution of clean energy.
Under normal market conditions, NDVG invests at least 80% of the sum of its net assets in dividend-paying exchange-traded equity securities, which include common stocks and preferred securities.
Under normal market conditions, NSCS invests at least 80% of the sum of its net assets in exchange-traded common stocks of small-capitalization companies. The Fund's sub-adviser will generally sell a stock if the stock hits its price target, the company's fundamentals or competitive position significantly deteriorate, or if a better alternative exists in the marketplace.
NWLG is actively managed and seeks to achieve its investment objective by investing, under normal market conditions, primarily in exchange-traded equity securities of large-cap U.S. companies that exhibit ESG characteristics. The Fund's sub-adviser employs a fundamental, bottom-up investment process that centers on identifying growth companies.
To pursue its goal, BKUI normally invests in investment grade, U.S. dollar denominated fixed, variable, and floating rate debt or cash equivalents, including the following: Corporate securities, Asset-backed securities, Repurchase agreements, High quality money market instruments, such as commercial paper, certificates of deposit, time deposits and bankers acceptances, U.S. Treasury securities, Securities issued or guaranteed by the U.S. government, its agencies or instrumentalities, or government-sponsored enterprises (U.S. government securities), Obligations issued or guaranteed by one or more foreign governments or any of their political subdivisions or agencies, Securities issued by foreign corporations or a U.S. affiliate of a foreign corporation, Securities subject to purchase and sale restrictions that are offered pursuant to Rule 144A under the Securities Act of 1933, as amended.
HEET seeks to achieve its investment objective by investing in a diversified portfolio of equities and equity-related securities of U.S. companies. Under normal market conditions, the Fund will invest at least 80% of its assets in equity securities of companies organized in, located in or whose principal place of business is in the United States and at least 80% of its assets in investments that meet environmental, social and/or governance criteria ( ESG ) as identified by the Fund s sub-advisers, Schroder Investment Management North America Inc. ( SIMNA ) and Schroder Investment Management North America Limited ( SIMNA Ltd., together with SIMNA, the Sub-Advisers.
The return on BERZ is linked to a three times Inverse participation in the performance of the Solactive FANG Innovation Index, compounded daily minus the applicable fees. The Index tracks the stock prices of 15 large capitalization U.S. technology stocks, including eight specific core components, which are: Alphabet Inc., Amazon.com, Inc., Apple Inc., Facebook, Inc., Microsoft Corporation, Netflix, Inc., NVIDIA Corporation and Tesla, Inc. The Index is a total return index.
The return on BULZ is linked to a three times leveraged participation in the performance of the Solactive FANG Innovation Index, compounded daily minus the applicable fees. The Index tracks the stock prices of 15 large capitalization U.S. technology stocks, including eight specific core components, which are: Alphabet Inc., Amazon.com, Inc., Apple Inc., Facebook, Inc., Microsoft Corporation, Netflix, Inc., NVIDIA Corporation and Tesla, Inc. The Index is a total return index.
Under normal market conditions, JHMB invests at least 80% of its net assets (plus any borrowings for investment purposes) in mortgage-backed securities. The fund may invest in mortgage-related securities issued or guaranteed by U.S. governmental entities and privately issued mortgage-related securities.
FFND is an actively managed portfolio that will primarily invest in the equity securities of companies that we believe are best positioned to profit from changing secular growth trends. As part of the investment process, we seek to identify potential opportunities created by changes in technology, consumer preferences, demographics, regulatory, environmental and supply/demand dynamics that unfold over long periods of time.
RSPY is an actively managed exchange traded fund ( ETF ) that will primarily invest in ETFs that represent a sector of the S&P 500 Index ( Sector ETFs ).
ZECP pursues its investment objective by constructing a portfolio of companies that exhibit a track record of moving through recessionary periods with little to minimal impact on aggregate earnings growth relative to the overall equity market. The Fund's portfolio is composed of 50-120 U.S. exchange-listed companies with the highest stability in their historic and forecasted earnings per share ( EPS ).
QCLR employs a collar strategy for investors seeking range-bound equity returns. QCLR seeks to achieve this outcome by owning the stocks in the Nasdaq 100 Index (NDX), while buying 5% out-of-the-money (OTM) put options1 on NDX, and selling 10% OTM call options on the same index.
QRMI employs a protective net-credit collar strategy for investors seeking the income characteristics of a covered call fund, while mitigating the risks of a major market selloff with a protective put. QRMI seeks to achieve this outcome by owning the stocks in the Nasdaq 100 Index (NDX), while buying 5% out-of-the-money put options on NDX and selling at-the-money call options on the same index.
QTR employs a protective put strategy for investors seeking to buffer against market selloffs. QTR seeks to achieve this outcome by owning the stocks in the Nasdaq 100 Index, coupled with buying 10% out-of-the-money put options on the Nasdaq 100 Index.
SMIG seeks to invest in small and mid-capitalization companies that possess strong competitive advantages and under-appreciated capabilities seeking to compound dividends and cash flows at attractive rates over time. SMIG is a fundamental, active strategy that seeks to provide strong current and growing income combined with attractive risk-adjusted returns over a full market cycle.
XCLR employs a collar strategy for investors seeking range-bound equity returns. XCLR seeks to achieve this outcome by owning the stocks in the S&P 500 Index (SPX), while buying 5% out-of-the-money (OTM) put options on SPX, and selling 10% OTM call options on the same index.
XRMI employs a protective net-credit collar strategy for investors seeking the income characteristics of a covered call fund, while mitigating the risks of a major market selloff with a protective put. XRMI seeks to achieve this outcome by owning the stocks in the S&P 500 Index (SPX), while buying 5% out-of-the-money put options on SPX and selling at-the-money call options on the same index.
XTR employs a protective put strategy for investors seeking to buffer against market selloffs. XTR seeks to achieve this outcome by owning the stocks in the S&P 500 Index, coupled with buying 10% out-of-the-money put options on the S&P 500 Index.
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