AIPI, under normal market conditions, invests at least 80% of its net assets (plus any borrowings for investment purposes) in securities comprising the BITA AI Leaders Select Index (the “Index”). The Fund is an actively managed exchange-traded fund (“ETF”) that seeks capital appreciation and current income while maintaining the opportunity for exposure to the share price (i.e., the price returns) of the securities of the companies comprising the Index, subject to a potential reduction in returns in a rising market. 

CPNJ seeks to provide investment results that, before taking fees and expenses into account, match the positive price return of the Invesco QQQ Trust SM, Series 1 (“Underlying ETF”) up to a cap of 10.20% (the “Cap”), while protecting against 100% of negative price return of the Underlying ETF (before fees and expenses), for the period from June 1, 2024 through May 31, 2025. The fund has a pre-determined upside return Cap that represents the maximum percentage return an investor can achieve from an investment in the Fund for an entire Outcome Period. The Cap is determined before fees and expenses. The Cap is expected to change at the beginning of each new Outcome Period.

RTRE seeks to provide a total return through the combination of current income and capital appreciation. The Fund is an actively managed exchange-traded fund that seeks to achieve its investment objective by investing in a diversified portfolio of bonds including corporate debt securities, mortgage-related securities, asset-backed securities, foreign debt securities, municipal bonds, securities issued by U.S. government agencies and U.S. government securities.

BGRO seeks long-term capital appreciation. The fund seeks to invest at least 80% of its net assets plus the amount of any borrowings for investment purposes in large cap equity securities and derivatives that have similar economic characteristics to such securities. For purposes of the Fund’s 80% policy large cap equity securities are equity securities that at the time of purchase have a market capitalization within the range of companies included in the Russell 1000 Growth Index (the “Russell 1000 Growth Index”).

ETHU is an exchange-traded fund (“ETF”) that seeks to achieve its investment objective by investing its assets principally in cash-settled ether futures contracts that trade only on an exchange registered with the Commodity Futures Trading Commission, which currently is the Chicago Mercantile Exchange (“CME”) (“Ether Futures Contracts”), and cash, cash-like instruments or high-quality securities that serve as collateral to the Fund’s investments in Ether Futures Contracts (“Collateral Investments”). 

RSSL seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Russell 2000 RIC Capped Index (“Underlying Index”). The Underlying Index uses market capitalization to weight the securities in the Russell 2000 Index while limiting concentration in any single security to help users meet the Regulated Investment Company (RIC) concentration requirements for U.S. registered funds. 

METD seeks daily inverse investment results and is very different from most other exchange-traded funds. Longer holding periods and higher volatility of META increase the impact of compounding on an investor’s returns. During periods of higher volatility, the volatility of META may affect the fund’s return as much as, or more than, the return of META.

METU seeks 200% daily leveraged investment results and thus will have an increase of volatility relative to the underlying META performance itself. Longer holding periods, higher volatility of META and leverage increase the impact of compounding on an investor’s returns. During periods of higher META volatility, the volatility of META may affect the fund’s performance.

ETHD seeks daily investment results, before fees and expenses, that correspond to two times the inverse (-2x) of the daily performance of the Bloomberg Ethereum Index (the “Index”). Ether is a digital asset. The ownership and operation of ether is determined by participants in an online, peer-to-peer network sometimes referred to as the “Ethereum Network.” The Index is designed to measure the performance of a single ether traded in USD and seeks to provide a proxy for the ether market. 

ETHT seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Bloomberg Ethereum Index (the “Index”). Ether is a digital asset. The ownership and operation of ether is determined by participants in an online, peer-to-peer network sometimes referred to as the “Ethereum Network.” The Index is designed to measure the performance of a single ether traded in USD and seeks to provide a proxy for the ether market. 

SDFI’s investment objective is to seek high current income consistent with preservation of capital. The Fund is an actively-managed exchange-traded fund (“ETF”). The Fund pursues its objective by investing, under normal circumstances, at least 80% of its net assets, including any borrowings for investment purposes, in income-producing securities. The Fund also normally invests at least 65% of its total assets in investment grade debt securities of various types. 

SYFI’s investment objective is to seek the highest level of income that is available without assuming what the Adviser considers to be undue risk to principal. The Fund is an actively-managed exchange-traded fund (“ETF”). Under normal market conditions, the Fund invests at least 80%of its net assets, including any borrowings for investment purposes, in debt securities that are rated below investment grade (commonly known as “junk bonds”), unrated securities considered by the Adviser to be of comparable quality, and related derivatives. Under normal circumstances, the Fund will maintain a dollar-weighted average duration of less than four years, although it may invest in individual fixed-income securities with durations in excess of four years and of any maturity. 

SNOY is an actively managed fund that seeks to generate monthly income by selling/writing call options on SNOW. SNOY pursues a strategy that aims to harvest compelling yields, while retaining capped participation in the price gains of SNOW. The Fund’s primary investment objective is to seek current income. The Fund’s secondary investment objective is to seek exposure to the share price of the common stock of Snowflake Inc. (“SNOW”), subject to a limit on potential investment gains. 

BUFP seeks to achieve its investment objective by providing investors with U.S. large-cap equity market exposure through a “laddered portfolio” of twelve PGIM US Large-Cap Buffer 12 ETFs (the “Underlying ETFs”), each of which attempt to limit downside risk. The Underlying ETFs seek to provide investors with limited protection against a decline in the U.S. large-cap equity market, with an upside cap on capital appreciation in that market, over a specific period. The term “laddered portfolio” refers to the Fund’s investment in a series of Underlying ETFs that have target outcome period expiration dates which occur on a rolling, or periodic, basis. 

IBGA seeks to track the investment results of an index composed of U.S. Treasury bonds maturing in 2044. The Fund seeks to meet its investment objective generally by investing in individual securities which satisfy the criteria of the ICE 2044 Maturity US Treasury Index (the “Underlying Index”). The Fund may also invest in short-term paper, cash and cash equivalents, including shares of money market funds advised by BFA or its affiliates. The Fund is a term fund that will terminate on or about December 15, 2044, at which time it will distribute its remaining net assets to shareholders pursuant to a plan of liquidation.

IBGK seeks to meet its investment objective generally by investing in individual securities which satisfy the criteria of the ICE 2054 Maturity US Treasury Index (the “Underlying Index”). The Fund may also invest in short-term paper, cash and cash equivalents, including shares of money market funds advised by BFA or its affiliates. The Fund is a term fund that will terminate on or about December 15, 2054, at which time it will distribute its remaining net assets to shareholders pursuant to a plan of liquidation. 

IBTP track the investment results of an index composed of U.S. Treasury bonds maturing in 2034. The Fund seeks to meet its investment objective generally by investing in individual securities which satisfy the criteria of the ICE 2034 Maturity US Treasury Index (the “Underlying Index”). The Fund may also invest in short-term paper, cash and cash equivalents, including shares of money market funds advised by BFA or its affiliates.

PBFR seeks to achieve its investment objective by providing investors with U.S. large-cap equity market exposure through a “laddered portfolio” of twelve PGIM US Large-Cap Buffer 20 ETFs (the “Underlying ETFs”), each of which attempt to limit downside risk. The Underlying ETFs seek to provide investors with limited protection against a decline in the U.S. large-cap equity market, with an upside cap on capital appreciation in that market, over a specific period. The term “laddered portfolio” refers to the Fund’s investment in a series of Underlying ETFs that have target outcome period expiration dates which occur on a rolling, or periodic, basis. 

BSCY is based on the BulletShares USD Corporate Bond 2034 Index (Index). The Fund will invest at least 80% of its total assets in corporate bonds that comprise the index. The Index seeks to measure the performance of a portfolio of U.S. dollar-denominated, investment-grade corporate bonds with effective maturities in 2034. The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a “sampling” methodology to seek to achieve its investment objective. 

BSJW is based on the BulletShares USD High Yield Corporate Bond 2032 Index (Index). The Fund will invest at least 80% of its total assets in corporate bonds that comprise the index. The Index seeks to measure the performance of a portfolio of US dollar-denominated, high yield corporate bonds with effective maturities in 2032. The Fund does not purchase all of the securities in the Index; instead, the Fund utilizes a “sampling” methodology to seek to achieve its investment objective. The Fund and the Index are rebalanced monthly. 

OASC seeks to closely replicate the returns of the S&P SmallCap 600 Index, before deduction of expenses, using an investment universe that is subjected to the OneAscent Values-Based Screening process. The Adviser seeks to identify investments that it believes will make an impact on the world according to its values driven investment philosophy. The Adviser eliminates from the investable universe companies that demonstrably and consistently harm their stakeholders. The Adviser captures and considers percentage of revenue thresholds for harmful products, and the Adviser captures and considers patterns of harmful business practices (including forced labor ties, products/practices resulting in consumer death, and environmental mismanagement).

PMIO invests at least 80% of its investable assets in municipal obligations whose income is exempt from federal income taxes. The Fund’s investable assets will be less than its total assets to the extent that it has borrowed money for non-investment purposes, such as to meet anticipated redemptions. For purposes of this policy, such municipal obligations include: zero coupon bonds, variable rate demand obligations, short term municipal notes, tax-exempt commercial paper, municipal lease obligations, municipal general obligation bonds, municipal revenue bonds, municipal bonds, the interest on which is subject to the federal alternative minimum tax (“AMT”), pre-refunded and escrowed to maturity bonds, municipal cash equivalents, private activity bonds and municipal mortgage-backed and asset-backed securities. 

QXQ seeks to generate the return of the Nasdaq-100 utilizing futures and options while providing an additional enhanced yield through ultra- short-term options strategies. Emphasizing disciplined risk management, our goal is to outperform the Nasdaq-100 relative to the index. QXQ uses an innovative, actively traded put and call options methodology that seeks to harness exposure to the Nasdaq-100 the S&P 500 Index or other broad benchmark indices, that seeks risk control to potentially generate additional income. We believe this gives QXQ the increased potential of providing an enhanced yield compared to traditional option-based strategies coupled with the total return generated from the exposure to the Nasdaq-100. 

BELT seeks to achieve long-term capital growth. Under normal circumstances, the Fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in equity securities of U.S. issuers and derivatives with similar economic characteristics. The Fund is actively managed using an unconstrained investment style (i.e., it will not take a benchmark index into account when selecting the Fund’s investments). For purposes of the Fund’s 80% policy, equity securities are considered to be those of U.S. issuers where (i) the company is domiciled in the U.S., (ii) the company is listed on a U.S. stock exchange, (iii) the company’s principal operations are conducted in the U.S. or the company does a substantial amount of business in the U.S. or (iv) the issuer of securities is included in the Fund’s primary U.S. benchmark.

BRHY seeks to maximize total return, consistent with income generation and prudent investment management. The Fund invests primarily in non-investment grade bonds with maturities of ten years or less. The Fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in high yield investments and other financial instruments with economic characteristics similar to such investments.