Kathy Landing is seeking the Republican nomination for South Carolina's First Congressional District.

While it remains unclear how U.S. RIAs will feel about the acquisition, it should mean access to more development resources for Grendel.

In trial, the Securities and Exchange Commission said the commissions generated by Donald J. Fowler were so high that clients would need a 142% return to break even.

The West Coast fintech firm will be resold to wealth management firms and UHNW family offices with customized analytics and reporting

With Plaid's financial firepower, Lowell Putnam and team accelerated development of a new investment-related tool.

A Tamarac-based digital account opening feature is now broadly available.

A survey showed that 66% of investors age 30 or younger prefer to use a single company for all their financial needs.

The Financial Literacy and Education Commission suggests "mandatory financial literacy courses."

The bank reduced both the minimum and fees for its automated advice offering by half.

The fifth-annual Advisor Authority survey showed that more than half of advisors and investors were concerned about market volatility and a U.S. economic recession within the next 12 months.