The New Jersey Bureau of Securities revoked the registration of the firm, First Standard Financial, described as "a haven for greedy, dishonest agents who traded client accounts like sharks in a feeding frenzy".
Commonwealth Financial Network has recruited the Center for Wealth Management from MML Investors Services.
United Planners CEO Dave Shindel died during a hunting trip to Colorado in late October.
LPL Financial adds advisor Christopher Sweeney and Hege Financial Group after a robust recruitment in the third quarter.
A roster of 15 cryptocurrencies, for now, can be tracked on the site.
Sandy Spring Bancorp, a community bank with some 50 branches in the Mid-Atlantic area, will acquire fee-only RIA Rembert Pendleton Jackson.