Finra’s Organizational Changes Meant to “Foster Engagement, Enhance Transparency”

Apr 25, 2018

FINRA releases FINRA360 Progress Report, new website helps investors find fiduciaries and D.A. Davidson adds at $380 million team in Colorado Springs, Colo.

Impact Investing Still Difficult to Measure

Apr 24, 2018

Impact investing still lacks accurate data, Detroit is becoming attractive to advisors and Kestra adds Questmont Strategic Wealth Advisors.

The Wealthy Expect to Live to 100

Apr 23, 2018

The wealth expect to join the century club, due diligence teams want more resources and U.S. wealth firms will soon be subject to EU data rules.

Confidence, Pay Disparity Creates $1 Million “Wealth Gap”

Apr 20, 2018

Women are less confident than men about investing, advisors help military families boost savings and Wealthbox teams with SmartAsset on lead generation.

Parkland Shooting Survivor Calls for BlackRock, Vanguard Boycott

Apr 19, 2018

David Hogg called out big asset managers on Twitter, Daniel Glick was sentenced to 12 years in prison and Dennis Zank is going from Raymond James COO to an advisor.

HighTower to Acquire $4.5 Billion Salient

Apr 18, 2018

HighTower agrees to buy Salient Private Client, Christine Lagarde details the benefits of bitcoin and Geneos Wealth Management joins cleverDome.

SEC Runs Background Check Promos

Apr 17, 2018

SEC creates social-friendly ads for investors, Paychex adds to its Advisor Console and a New Jersey advisor pleads guilty to fraud.

CommonGood Capital Launches “Impact”-Focused Broker/Dealer

Apr 16, 2018

CommonGood launches an impact-focused b/d, Stash adds banking services and social media is a critical marketing tool for advisors.

Chubb Launches Cyber Risk Index

Apr 13, 2018

Chubb creates a cyber risk index, Reegan Rae named managing director for Arnerich Massena’s Wealth Management and Kestra adds True Alpha Wealth Management.

Financial Advisors More Stressed Than National Norm

Apr 12, 2018

Financial advisors are more stressed than other professions, nearly a quarter of advisors moved in the past five years and Stan Lee may be the victim of elder abuse.