The individuals charged unlawfully sold more than $350 million of its unregistered securities to 4,400 investors.

Edmond Walters said he plans to help the firm employ technology more effectively.

The new CFP Board Emeritus program is not a certification, but rather a way for those who are no longer practicing to stay involved with the profession.

What’s in a name? Apparently some unwanted attention.

Anthony Grosso will lead the effort to recruit Bay Area advisors.

Tax-smart Social Security guidance makes its way onto EQIS Capital Management’s TAMP for advisors.

Giants in their respective industries, the two firms are focused on developing lifetime income products and guiding financial behavior.

It’s not FDIC-insured, but Robinhood’s new product has already turned some heads with its high interest rate.

The bank’s wealth management business has partnered with Yext to help manage digital information and drive potential clients to the firm.

IFP, the super OSJ currently affiliated with LPL, continues to build out its tech stack ahead of launching its own brokerage next spring.