Peter Mallouk of Creative Planning, after years of growing organically, makes his third purchase so far this year, but says the firm will avoid going down the private-equity funded, roll-up path that other national RIAs are pursuing.
Clients opened 142,000 new trading accounts in October, bringing total brokerage accounts to 12.2 million.
Alumni of Schwab's Executive Leadership Program talked about the need to encourage advisors to raise their 'emotional quotient' during a panel discussion at Schwab's IMPACT Conference.
More than 5,000 attendees spent the week in San Diego at the Schwab IMPACT Conference, hearing from the likes of Charles Schwab himself and attending events like a One Republic concert.
Riskalyze CEO Aaron Klein gives the thumbs-up or thumbs-down on the biggest news to hit advisor technology in the previous month.
Did custodians really factor in how the change would affect advisors?
The markets tend not to overreact to most turbulent political and social environments, said Michael Townsend, Schwab’s head of legislative and regulatory affairs.
Schwab veteran Andy Gill has joined Cetera Financial Group, the Los Angeles-based RIA said Wednesday.
Together, the two firms should provide an advisor the necessary analytics and insights to effectively and more efficiently mitigate risk.
