Three major forces that will shape the industry in the years to come. Are you prepared?

Raymond James Financial's independent broker/dealer arm, Raymond James Financial Services, is handing out iPods to good recruiting prospects

Merrill's new acquisition strategy sputters as 80 percent of Advest reps walk

A labor lawyer, armed with depression era law that was originally intended to protect blue-collar workers, is threatening Wall Street's age old compensation structure. Do you deserve to be paid overtime? Sick of paying your assistants salary?

Savvy investors know how to keep customer complaints down and profit from those they can't

The 26th annual Outstanding Broker Awards honors 10 of the most able, yet charitable, financial advisors in the country

Supportive work environments and the ability to work out their own schedules

Edward Jones has a unique approach, an 84 year tradition - and a host of challenges. Can Jim Weddle bring the company into the 21st century and preserve its core strengths?

Anat Kendall: Hello, everyone. On behalf of The New York Times and Registered Rep. magazine, I’d like to welcome all of our participants to The New York Times Job Market Roundtable. Our purpose here today is to have a robust discussion of &...

The NASD is showing its pride over the popularity of its 10-month old online regulation and compliance educational programs. Still, from the student prospective, it’s tough to tell how much of an impact the programs are really having.