The announcement follows the acquisition of Wealth Enhancement Group by TA Associates and represents a boost of the firm's New York presence.

The partnership with Juncture Wealth Strategies is part of a broader recruitment and transition initiative to attract wirehouse brokers looking to go independent.

Are private equity owners compatible with a registered investment advisory firm’s fiduciary duty? Dynasty's Shirl Penney urges caution and incites some strong reactions.

Investment banking source said Atria Wealth Solutions was talking to larger private-equity players.

Independent Advisor Alliance is rolling out an employee channel through a new equity-swap program.

The CEO of HighTower "simplified the playbook" at the firm—in January 2018, the firm owned 23% of the revenue, leaving 77% at risk of attrition. Now, it owns 91%.

Rapidly advancing technology poses an array of challenges for today's financial advisors. A group of tech vendors, b/ds and others discussed them all during a Wealth Management Industry Awards Technology Roundtable discussion.

The gala, held at the Ziegfeld Ballroom in Manhattan, included new categories honoring CMOs at asset managers and broker/dealers, as well as more awards focused on fintech.

The announcement is the newest move by Atria, a wealth management holding company founded by Doug Ketterer, a former Morgan Stanley executive.