Joseph Di Biasi and Gregory McElheny are joining from MML Investors Securities, and will take over Life Certain Wealth Strategies to enable its founder, Herb White, to retire.
Investacorp, Securities Service Network and KMS Financial Services will be absorbed into Securities America before the end of the year, according to CEO Jamie Price.
JFC Financial Services made the move in response to Advisor Group’s acquisition of Ladenburg Thalmann, the former parent of Securities America.
Even as the number of advisors jumping channels has slowed during the pandemic, it has not stopped independent channels from continuing to attract the most net new advisors, according to new data.
A digital security vendor used FINRA's guidelines and rolled out a digital security assessment tool for advisors working remotely: Only 15% got a perfect score.
Brian Shulstad will build relationships with potential recruits across the country, and work with Triad’s existing advisors on branch expansion and strategic acquisitions.
Instead of sticking to an employee model or full independence, large firms are embracing the hybrid affiliation model.
The spread of coronavirus put a kink in Blyth & Associates’ transition to LPL, but the team found that most things could be done virtually.
Despite a global pandemic, the recruiting wars continue, with Auburn, Ala.-based 20 / 20 Wealth Management Group joining newly acquired Securities America.
