Mark Haefele, formerly global head of investment, will take over as global Chief Investment Officer for UBS Wealth Management and UBS Wealth Management Americas, replacing Alexander Friedman.
Mark Haefele
In his new role, Haefele will overse...
The owner of two Chicago-based investment advisory firms is facing civil and criminal charges on Wednesday after authorities claim he operated a long-running, $11 million Ponzi scheme.
The Securities and Exchange Commission claims investment fun...
More advisors are investing in exchange traded funds and cash than they were eight years ago, while variable and fixed annuities are becoming less popular.
The Financial Planning Association’s 2014 Trends in Investing Survey found that nearly ei...
Call them what you will—robo-advisors, asset-allocators—online advice platforms may provide valuable services for smaller investors, but Raymond James’ Scott Curtis isn’t sold on the idea that these sites will gobble up a major market share.
“As...
Raymond James isn’t kidding around about cyber security. The firm is spending $212 million a year on technology, a "healthy percentage" of which is earmarked toward protecting advisors and their clients from online threats, according to the firm's...
$22 Million Paperwork Problem
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