Despite industry efforts to get more women into the industry, the ranks of financial advisors are still dominated by men. (Females accounted for only 21 percent of the respondents in our recent 2015 Compensation Survey.) But, perhaps more overloo...

StockSolutions/iStock/Thinkstock El Niño has arrived, and experts say there’s a 90 percent chance the conditions will continue through this summer, and an 80 percent chance it will continue through 2015. And that could be good for commodit...

Ash Waechter/iStock/Thinkstock Companies that take responsibility for their poor financial performance tend to see a later boost in their stock price, while those that blame third parties, like labor unions, the government or the economy, expe...

If your paycheck is wildly out of whack with your lifestyle, both your firm’s compliance department and regulators may come knocking. ...

Regulators are increasingly requesting a wider range of communication records from firms when conducting a regulatory exam. And while email is still by far the most commonly requested communication records, that is quickly changing, says Smarsh C...

Needs salt. | Copyright Harry Kerr, Getty Images It can be reassuring when an investment manager has skin in the game—putting their own money into the fund they’re managing. Likewise, it is disconcerting to discover they pulled their money...

More than just a soap opera. Empire may be the most blatant example, but there is a lot that can be learned about wealth management -- good and bad -- from watching television. From Downton Abbey and Game of Thrones to Grey's Anatomy, the ...

In recent weeks, hedge fund mangers have taken a beating—not to their portfolios, but to their public image. CNBC reports that both President Obama and presidential candidate Hillary Clinton criticized hedge fund managers for paying relativel...

Time to clock out already? | erhui1979/iStock/Thinkstock Those working in business and finance industries rarely put in official time outside the conventional work hours, according to NPR’s interactive graph that utilizes data from the America...

The head of LPL Financial praised the Department of Labor’s changes in its re-proposed fiduciary rule aimed at financial advisors, saying “just a couple of items to improve from here.&rdquo...