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Navigating the Complexities of ComplianceNavigating the Complexities of Compliance

By approaching compliance as a strategic opportunity rather than a regulatory burden, advisors can successfully navigate the maze and build a stronger practice.

July 26, 2023

 

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Dave Hauer, chief compliance officer at United Planners, explains how they work with advisors in a true partnership to help them navigate the complexities of compliance, while still maintaining the firm's culture.