Knoxville-based SSN has 450 financial advisors, brokers and insurance agents with about $13 billion in client assets under management

FINRA looking more closely at IBDs with high-risk brokers

ING Financial’s broker/dealer and remaining businesses all rebrand under Voya Financial

Alternatives?

The new Freedom Wealth Alliance has a team of five financial advisors that grew out of the former Rozman Wealth Management

60 percent of investors say they feel advisors are all spouting the same lines

Nicholas Schorsch, executive chairman of RCS Capital (RCAP), made his initial foray into the independent broker/dealer space with his purchase of First Allied Securities and The Legend Group, with 1,500 advisors. But since then, Schorsch has been...

RIAs may be the fastest growing channel, but despite the recent billion-dollar breakaway teams going independent, wirehouse advisors are still more productive. The wirehouses employ a total of 54,189 advisors, but manage $6 trillion in client as...