How This Survey Was Conducted...

(Reuters) - Wells Fargo & Co was sued on Friday by Cook County, Illinois, which accused the largest U.S. mortgage lender of targeting black, Hispanic and female borrowers with predatory and discriminatory lending in the Chicago area...

WealthManagement.com.: You’ve mentioned in the past the importance of making the client experience simpler. What do you mean...

Over 50 broker/dealers have agreed to resume selling products distributed by RCS Capital (RCAP), the firm said Monday. But heavyweight broker/dealers AIG Advisor Group and LPL Financial have not yet to jump back into the fray. RCAP has been in t...

Have a complicated wealth transfer question? Now top advisors across all of RCS Capital broker/dealers will have access to a help desk-like service staffed with experts on legal, taxation, accounting and insurance matters to help with complex...

RCS Capital (RCAP) CEO Michael Weil is putting his money where his mouth is. Weil purchased 20,550 shares—worth about $250,000—of the company's stock on Tuesday, according to a Securities and Exchange Commission filing. Shortly after, CFO Brian J...

Changing firms or starting an independent wealth management practice is not easy and is something that must only be done after much introspection and investigation. But an in-depth gap analysis can be useful in this process. A gap analysis can...

Former hedge fund manager Steven Cohen boosted his firm’s stake in RCS Capital (RCAP) to 5 percent, according to a Securities and Exchange Commission filing. Cohen’s firm, which was recently renamed Point72 Asset Management and converted to a fam...

RCS Capital Corp. (RCAP) executives worked to assure shareholders of the company’s stability during its third quarter earnings call Thursday, saying that its financials are solid and that several broker/dealers have lifted suspensions of products...