Wells Fargo’s wealth business was the bright spot in an otherwise bleak first quarter, as the San Francisco-based bank reported its first decline in profits in almost five years...

While 12 of the 18 firms in J.D. Power’s annual investor satisfaction ranking had lower scores from last year, investors’ overall satisfaction stayed flat, at 807 (on a 1,000-point scale). And while most of the ranked firms fall below the industr...

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Cetera Financial Group has hired away AIG Advisor Group’s David Ballard to serve as its chief operating officer in a move that sets up the firm for future growth through scaled operations and additional acquisitions...

(Reuters) - Two members of UBS AG's Wealth Management Americas' executive committee have stepped down, while Robert McCann, the Swiss bank's most senior executive in the United States, is among six officials whose titles have changed...

UBS Wealth Management Americas is starting a new program this week to help finanical advisors who want to leave the business find new homes for their high-net-worth clients. The incentives to participate could total 230 percent of their...