Savant Capital Management expanded its presence in the Chicago market and boosted its assets to nearly $4.5 billion with the recent acquisition of Orion Capital Management...
Financial Engines is close to a deal to add its online investment advice to Wells Fargo & Co's retirement platform, according to a Wells presentation obtained by Reuters, news that boosted Financial Engine's stock more than 6 percent...
Mindy Diamond is President & CEO of Diamond Consultants in Chester, NJ, a nationally recognized boutique search and consulting firm in the financial services industry.
LPL Financial is offering its hybrid advisors up to $100,000 to shift their assets held elsewhere to LPL’s advisory platforms, according to an internal communication sent to advisors Wednesday. ...
Independent broker/dealer LPL Financial has been mired in regulatory issues over the last year. And it’s not over. Today, the Financial Industry Regulatory Authority sanctioned the firm and ordered it to pay $10 million for failing to...
UBS Wealth Management Americas’ second-in-command Bob Mulholland is retiring after 36 years on Wall Street, according to an internal memo sent to advisors on Tuesday. Brian Hull, who oversees strategic clients and partnerships at the firm...
UBS’ global wealth management business reported its best quarterly result since 2008 on Tuesday, with its U.S. arm generating record profits.
UBS's net profit soared 88 percent and handily beating forecasts. The robust quarter seemed to justif...
Carson Institutional Alliance, Ron Carson's advisor support firm, is rolling out a new succession planning program, giving advisors a snapshot of the value of their practice starting on the day they join. ...
Despite reports that independent broker/dealers are hitting the wall with recruiting, Voya Financial Advisors has experienced a record-breaking first quarter. But the firm is not resting on its laurels, instead, it’s looking to launch a...
