"It's a family business. You don't get to choose what you want to do. You fill in and you do the role that you need to do to support the family business."
Jim Crowley, chief relationship officer and a managing director for Pershing, spoke with WealthManagement.com at the 2015 Pershing INSITE conference in Orlando. Looking at trends within the industry, Crowley recommends commonsense solutions t...
Pershing Advisor Solutions CEO discusses robo-advisors, the RIA industry landscape and the DOL fiduciary proposal at the Pershing INSITE 2015 conference in Orlando, Fla.
Raymond James has attracted the largest team since the firm started in 1962, with $2.4 billion in client assets, to its employee channel. The Americas Group, which has two offices in South Florida, joins from Morgan Stanley.
The team includes ...
NorthStar Financial Services, as it’s known today, grew out of Patrick Clarke’s vision to build a small financial planning firm in Omaha, Neb. in 1975...
Investment bank Stifel Financial Corp (SF.N) is in advanced negotiations to acquire Barclays Plc's (BARC.L) U.S wealth management unit, according to three people familiar with the situation...
Rep. French Hill (R-Ark.), a member of the House Financial Services Committee and a former broker, threw his support behind Financial Industry Regulatory Authority as the examiner of registered investment advisors, calling the self-regulator the ...
After five years in business, David Kassir, owner and CEO of Falls Church, Va.-based broker/dealer Manna Capital Management, closed up shop this month. He then joined Wells Fargo Advisors Financial Network as an independent practice...
