BlackRock to pay $340,000 in settlement with the SEC, Hightower adds a $1 billion team from Florida and Colony Group adds a Colorado foothold.

An honest reflection after being given a business death sentence.

The Global Wealth & Investment Management division saw its revenue fall from last year.

ETFs were more heavily traded than stocks in 2016, J.P. Morgan's strategies for retirement and PFI white paper lists independent lending solutions.

Recent changes to the independent broker/dealer's business plan will let advisors meet the best interest standard across retail and qualified accounts, according to the company.

Advisors see the new year as an opportunity to pivot marketing efforts in order to attract younger clients and build on a strong 2016.

The election of Donald Trump, which could lead to a repeal or pullback of the DOL rule, may have played a role in the IBD’s decision to remain independent.

Integrated Financial Partners, a Waltham, Mass.-based OSJ with 135 financial advisors and $4 billion in brokerage and advisory assets, has joined LPL.

An amended class action complaint filed last week, saying Merrill Lynch misrepresented its commitment to U.S. advisors of international clients, expands on the firm's policy restrictions, including a lengthy list of "no-service" countries and a...

Robert Trujillio of Metallica takes a stake in Manhattan West Asset Management, TD Ameritrade adds crowd-sourced earnings estimates to its thinkorswim trading platform and Will Allen pleads guilty to running a Ponzi scheme.