FPA President Paul Auslander tells attendees at the Experience 2012 conference to stop griping and get involved in local politics.

It’s become increasingly difficult for small broker/dealers to break into the business, as regulations increase.

For advisors pondering whether the certified financial planner designation is worth the time and expense to obtain, a new report by Aite Group in Boston suggests the answer is yes...

Dallas-based Milkie/Ferguson, which sold Provident Royalties, has closed up shop and moved its 26 brokers over to Berthel Fisher & Company.

The tougher realities facing financial advisors four years after the crash are taking a toll, new data from Cerulli Associates shows. The total number of advisors across all channels dropped 2.3 percent last year to 316,000, with the independe...

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LPL Financial added advisors and assets during the second quarter, but investments in new initiatives and acquisitions dragged down earnings.

While most insurance firms have been selling off their broker/dealer subsidiaries, AIG has reportedly emerged as the most likely buyer of Woodbury Financial Services. But reactions to the potential deal were mixed.