Empowered By Technology
Technology is supposed to make our lives easier. But for many advisors, the promised efficiencies of new “integrated” software tools have been nothing short of a high-priced scam. Instead of instantaneous, critical and actionable client information at your fingertips, you’ve had to contend with disparate, costly systems that inundate you with useless data and waste your time with unnecessary processes.
Luckily, there is a selective new breed of Broker-Dealer and RIA firms in the advisory industry that do not believe in following thestatus quo. These firms are rethinking the way technology can be applied to the industry, and are tailoring systems and solutions to those advisors on the front lines—not just to the back-office workers.
The Dual Registrant's ERISA Duel
Complex regulatory reforms combined with unprecedented enforcement by the Department of Labor is forcing every broker dealer and producer to reassess how they should engage—or not engage—with ERISA clients.
Learn how ERISA reform is changing the game for broker dealers.
Register now to download both whitepapers from United Planners.