What's Up at Firms?Commented on: 8 years ago (January 6, 2007)
Transferring in kind would never reduce the amount of switches.
Compliance is pretty much kept under control as long as preferred funds are
GeneralCommented on: 8 years ago (January 2, 2007)
Best compliance department in the industry? I am sure you learned this bit
of information from your employer? You have to be kidding.
What's Up at Firms?Commented on: 8 years ago (December 28, 2006)
You hit it on the head Cowboy. The average Jones broker is doing less than
$300K per year and they want to grow this force? And doing so by offering
fee based platforms in a company...
Rookies & TraineesCommented on: 8 years ago (December 16, 2006)
Jones has no presence on the east coast. On that alone I would be hesitant
to pick them. No true national advertising to help you. So if you are going
to work your arse off, then...
GeneralCommented on: 8 years ago (December 16, 2006)
It probably is not a matter of honesty. Those poor chaps don't know any
better. If they don't sell the preferred funds they will feel the heat. Ask to
speak to his branch manager...