What's Up at Firms?Commented on: 6 years ago (February 17, 2010)
according to corporate: PF remains strong--but the firm is not currently recruiting into the program. That's nothing new though, the firm stopped recruiting into the program last year, they seemed...
GeneralCommented on: 7 years ago (August 4, 2009)
The SEC recently approved amendments to forms U4 and U5, which make significant changes to disclosure questions on the forms including allegations against registered reps in an arbitration or...
GeneralCommented on: 7 years ago (July 16, 2009)
Whitney certainly made a name for herself and has become somewhat of
the "iconic" analyst for the most recent crisis, whether she deserves
the attention remains to be seen.
GeneralCommented on: 7 years ago (May 14, 2009)
I am a Rep staff writer, I just told our web team about this and hopefully they can get it sorted out.Thanks for letting us know when there are problems.
What's Up at Firms?Commented on: 7 years ago (April 21, 2009)
Thanks! What is the payout, for a 50 fees/50 commissions book, for a 300K
producer...any specific examples of how this has changed (the penalty boxes) making it more difficult for...