RIAs, IndependentsCommented on: 4 years ago (July 13, 2010)
You can get an investment advisor waiver for certain designations. CFA, CFP, others. Once you pass the 66, you don't actually need to hold it unless you are with a b/d. If you...
RIAs, IndependentsCommented on: 5 years ago (July 6, 2010)
Unless you only have one client, you really don't have any high net worth clients, and the patrons and Wal-Mart might meet your net worth requirement.
RIAs, IndependentsCommented on: 5 years ago (July 5, 2010)
They are all scare tactics.Indy b/ds use scare tactics too to prevent people from going RIA. Contact Fred at TradePMR. You won't find a more honest person to give you the scoop.
What's Up at Firms?Commented on: 5 years ago (July 2, 2010)
Go RIA. Then you don't have to worry about RJ or any of that other crap.
The LoungeCommented on: 5 years ago (July 2, 2010)
BondGuy wrote: They should go into business for themselves? Or something.OK, "this idea is another selection from the "let them eat cake catalog."...