RIAs, IndependentsCommented on: 46 weeks ago (October 7, 2014)
The core question is: 1. Do you want to own the business or 2. Be an employee ?
Prospecting, Marketing and SellingCommented on: 46 weeks ago (October 7, 2014)
Stillview... you do want to have areas on your feedback sheets where people can indicate interest. You also want a section where they can indicate if they want to meet with you. I personally...
Rookies & TraineesCommented on: 46 weeks ago (October 7, 2014)
Curious how this went for you?
RIAs, IndependentsCommented on: 3 years ago (May 12, 2012)
Yes, if your broker / dealer allows it. It costs like $95 to reg. an office with FINRA. They don't care if a rep is in there 100% of the time.
What's Up at Firms?Commented on: 3 years ago (February 28, 2012)
Yawn! Give us some facts and specific details.