RIAs, IndependentsCommented on: 2 years ago (May 12, 2012)
Yes, if your broker / dealer allows it. It costs like $95 to reg. an office with FINRA. They don't care if a rep is in there 100% of the time.
What's Up at Firms?Commented on: 2 years ago (February 28, 2012)
Yawn! Give us some facts and specific details.
What's Up at Firms?Commented on: 2 years ago (February 27, 2012)
What two firms?
Legal and Compiance IssuesCommented on: 2 years ago (February 22, 2012)
Do not take the test and expect Edward Jones to go quielty into the night. They will own your ass at that point.
What's Up at Firms?Commented on: 2 years ago (February 22, 2012)
Former Jones RepI left because I didn't just want to act like a business owner. I actually wanted to be one. Paying a bunch of people I've never really met 65-60% of everything I did just...