InvestingCommented on: 3 years ago (July 17, 2012)
I'd fact check the constitution comment. http://www.archives.gov/exhibits/charters/constitution_transcript.html
Muni taxation is an IRS reg, much easier to change. Also, we need to remember...
Legal and Compiance IssuesCommented on: 4 years ago (April 8, 2011)
Not an attorney but the rules are straightforward. A QDRO creates an alternate payee subject to the terms of the Plan. The alternate payee, your client, has the same rights as the participant in...
RIAs, IndependentsCommented on: 4 years ago (November 11, 2010)
Try "Brokers and Dealers in Securities - AICPA Audit and Accounting Guide" and/or "Investment Companies - AICPA Audit and Accounting Guide". It's what your CPA will use and regulators are...
TechnologyCommented on: 4 years ago (October 29, 2010)
I've never found a single database with that kind of info. But you do tend to run into the same players over and over so it is possible to build up your own database over time. As you compete...
Prospecting, Marketing and SellingCommented on: 5 years ago (September 21, 2010)
Service Provider should have an...