Legal and Compliance IssuesCommented on: 5 years ago (October 17, 2010)
I'm glad the ML brokers won this one!!!
What's Up at Firms?Commented on: 6 years ago (July 16, 2010)
Jen, I listened to the interview with the head of SEC enforcement this morning. GS agreed tp the allegations that were made, including under the provisions that they were charged with...
Legal and Compliance IssuesCommented on: 6 years ago (May 27, 2010)
All I can say is dumb and dumber!!!
What's Up at Firms?Commented on: 6 years ago (May 21, 2010)
Jennifer-I concure. I attended a town hall meeting recently, and he was forthcoming---very blunt. I've never heard a CEO be that forthcoming. I think we all need to give this guy a chance....
Legal and Compliance IssuesCommented on: 6 years ago (May 18, 2010)
Bill,Would you please comment on Goldman's testimony before congress. They seemed to be trying to make an argument that in the SEC case, they were acting as a market maker as opposed to a...