Legal and Compliance IssuesCommented on: 8 years ago (September 25, 2008)
Thanks for the reply, that was very helpful. I actually haven't told anyone at my firm I'm leaving and plan to do so in the correct way you speak of so as not to "invite" anyone to come although...
Prospecting, Marketing and SellingCommented on: 9 years ago (January 21, 2007)
NOFX, what would one pay for leads from "prospecting goldmine" on 401k exchange?
GeneralCommented on: 9 years ago (December 20, 2006)
Look, the bottom line is, even if C shares were cheaper, the compliance gripe is that when C shares are sold (and we all know this), cost is rarely discussed, disclosed, etc.. with the client...
Prospecting, Marketing and SellingCommented on: 10 years ago (April 29, 2006)
that's about what I figured, that simple huh?
What's Up at Firms?Commented on: 10 years ago (March 8, 2006)
Farmboy, I have an interview with FI next week as well, and I couldn't find anything on that google search you mentioned. Any more info would be appreciated. Run like the plague? - How come?