Legal and Compliance IssuesCommented on: 2 years ago (December 12, 2013)
Why would Florida need to review it? Isnt that up to the firm that you decide to go to for them to review the U5 itself?
Prospecting, Marketing and SellingCommented on: 2 years ago (December 1, 2013)
Thanks guys. Follow up question...what is your approach? Product, 2nd opinion, etc? What is the best way to get appointments in your experience?
Prospecting, Marketing and SellingCommented on: 3 years ago (September 24, 2013)
Any updates on this thread from you folks? Its been over a month.
Prospecting, Marketing and SellingCommented on: 3 years ago (May 2, 2013)
Element that is a great insight. I would have to agree. That is why they say "mail you fail". I tried postcards and a targeted letter to a very targeted list. Well only had a couple call me...
Prospecting, Marketing and SellingCommented on: 3 years ago (February 4, 2013)
Thanks guys. Brady, I have the book and its great. ATW, nice hearing from you as always. Can you walk me through how those introductions go?
This is another in a series of articles about the demise of the wirehouses this is patently absurd. Doing the math on this...$50 million AUM and 12,000 clients that is about $4166 a piece. How...
Is it me or does it seem this site and OnWallStreet and others always sing about the demise of the wires? All of their stories jump on any little thing any of the wires do and blow it out of...