InsuranceCommented on: 5 years ago (February 18, 2010)
Thanks, Spiff. Without getting into too much detail, let's just say bumping her training is not an option. I found another outfit called Mike Russ, which seems to have a good reputation.
RIAs, IndependentsCommented on: 5 years ago (November 11, 2009)
Rants aside, to answer your questions: yes, they will go after you. After 17 months of employment at EJ, my guess is that they will sue you for around $50,000.Fear not, though. All you really need...
TechnologyCommented on: 6 years ago (September 3, 2009)
IMHO, Sungard works well if your client's net worth is less than $4M. However, once you get into serious tax and estate planning issues, there are better options out there. Best!
Legal and Compiance IssuesCommented on: 6 years ago (May 26, 2009)
Thanks. I saw that rule too. I think my source is off.
RIAs, IndependentsCommented on: 6 years ago (May 8, 2009)
Depending on what state you're in, it may not be as bad as you think. In many states, those types of contracts are not enforceable. Seek out a good attorney who specializes in financial services...