Rookies & TraineesCommented on: 3 years ago (January 7, 2012)
What's Up at Firms?Commented on: 3 years ago (November 11, 2011)
Nope, pretty sure they become "house" LPL accounts unless you have a continuity agreement in place. The OSJ could probably call your clients since he has access to the info (I think). ...
What's Up at Firms?Commented on: 3 years ago (November 10, 2011)
I would ignore any advice not to call your clients...the risk of a firm coming after you is much less than the risk of not having a successful transition. Just give them the same info on the...
What's Up at Firms?Commented on: 3 years ago (November 1, 2011)
Minimum is $125k to handle your own supervision...misc fees run around 6-8k a year. PM if you want some detailed info.
What's Up at Firms?Commented on: 3 years ago (October 14, 2011)
Shouldn't be a big deal...your existing manager might get credit for your production for a year or something, but he's got nothing to gain by making you commute an hour. I would just go talk to...