What's Up at Firms?Commented on: 4 years ago (May 26, 2010)
Had to be a BIG problem! Now FINRA must investigate the circumstances, procedures AND oversight of the entire department.......that should cause a few more heads to roll.Wonder what Skrainka...
GeneralCommented on: 4 years ago (May 15, 2010)
I think you are referring to the following items....
GeneralCommented on: 4 years ago (May 14, 2010)
B24 wrote:Yeah, he's some A-hole that moved up to New England to work for some RIA. Thinks he's the cat's a$$ of compliance "experts". Thanks B24 I see your IQ has remained...
What's Up at Firms?Commented on: 4 years ago (January 15, 2010)
perhaps your firm picked up some surveillance tricks from the chinese google project.
What's Up at Firms?Commented on: 5 years ago (December 7, 2009)
OhVey here we go again
Good to UWEC back