Rookies & TraineesCommented on: 5 years ago (September 12, 2010)
It is almost impossible to start out independent, I found out the hard way, Started my own RIA Without any prior experience,In a short time I was totally lost, And not making money,The...
What's Up at Firms?Commented on: 5 years ago (August 12, 2010)
AIG bad reputation, You would have a hassle just recommending tthe name, PRU & NYL are Insurance focused, If your main focus is Insurance with some Investments in the side this may be good...
RIAs, IndependentsCommented on: 5 years ago (July 25, 2010)
You can go direct through Vanguard, You have access to there ETFs, Which do not have any ticket chargesYou will need Power of Attorney on clients account, And you have to do your own billing.
Rookies & TraineesCommented on: 6 years ago (February 8, 2010)
In 5 7 10 years if you,re successfull you will not have to be hired by wirehouse, You can go indy, or be your own RIA,
I dont think the lack of college degree should be of any concern to you...
RIAs, IndependentsCommented on: 6 years ago (January 25, 2010)
Do they let you know they are coming? Or they can pop in unannounced?