Forum Feed

Prospecting in a Shopping Mall? Commented on: 28 weeks ago (April 7, 2014)

Doesn't seem very professional.

Joining a private golf club Commented on: 31 weeks ago (March 18, 2014)

I would approach it like any other club. While playing, the members will no doubt ask you what you do. Have a simple, non threatening "elevator speech" ready and let them follow up with you....

Taking the 7 on Monday wish me luck Commented on: 31 weeks ago (March 16, 2014)

Know the options calcs.

CFP exam tips? Commented on: 31 weeks ago (March 13, 2014)

For me the hardest parts were investments and retirement. Lots of nuances that you need to study.

That said, I studied my ass off and passed.

Good luck. It's really the best title...

Needed: Post Modern Portfolio Theory Software Commented on: 31 weeks ago (March 13, 2014)

Allocation Master is a good model to use.

Wealth Management vs. Insurance Commented on: 33 weeks ago (February 26, 2014)

Ask any prospective employer for a copy of a "real" financial plan they give clients.

That will show you if they're a FP firm or just a sales outfit.

Starting a B/D vs. Going Independent Commented on: 33 weeks ago (February 26, 2014)

There are many wonderful products out there for the pure RIA. Less hassles.

You have to ask yourself, what advantages would having a B/D bring you?

Trying something new Commented on: 34 weeks ago (February 24, 2014)

The key is consistency on the seminars. I've done them for years on a regular basis and they do work.

Funding new RIA startup Commented on: 34 weeks ago (February 24, 2014)

Why would someone give you money for only 3 yrs in the biz?

Written client complaint Commented on: 50 weeks ago (October 30, 2013)

New FINRA rules keep it on the record for ten years. Whether you win or lose.

Sad but true.

Industry Newsletters
Investment Category Sponsor Links


Careers Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×