BD Charging for Social Media Commented on: 1 year ago (February 17, 2013)

LPL arranged monitoring at $60/year per social media account.

Proper way to use your OSJ's LLC Name Commented on: 1 year ago (December 13, 2012)

Several years ago when I was contemplating going independent, I initially thought I would be solo. I set up my own LLC. I subsequently joined an existing practice (OSJ) under their existing LLC...

LPL TECH LACKY Commented on: 2 years ago (May 25, 2012)

There are obviously many stock recommendation sources.  You need to determine what type best suits your clients and what you believe in, i.e. fundamental or technical or a combination of the...

Mediation vs. Arbitration in Promissory Note Case?? Commented on: 2 years ago (March 8, 2012)

Having been through arbitration on this I can offer the following.  You are correct, mediation is not binding.  However, the point of mediation is to reach a point in the middle that...

Need Advice - Fair Compensation Commented on: 2 years ago (February 19, 2012)

Not knowing if you are in a larger urban area or smaller rural area, I would encourage you to look for similar independent firms or teams that might consider taking you on as a junior partner or...

LPL vs RJ Commented on: 3 years ago (April 13, 2011)

I joined LPL just over a year ago.  I did extensive due diligence before making my choice including talking/meeting with former colleagues who had joined both firms.  I chose LPL...

Copytalk Commented on: 3 years ago (March 10, 2011)

Why not buy Dragon Dictation for your computer (also available for your iPhone)?  You could dictate your notes, most likely directly into your CRM,  or copy/paste them in after dictating...

Questions to ask during recruiting meeting Commented on: 3 years ago (February 5, 2011)

Ask them if they will put everything they tell you in writing.

question about repaying money. Commented on: 3 years ago (December 30, 2010)

I believe the previous posters have good points, however, in my opinion there is a more than reasonable chance that you will be able to settle for some cents on the dollar.  I know of people...

DFA Funds Commented on: 4 years ago (November 6, 2010)

Let's boil this down.  For those who might be interested in DFA funds, you get to apply to be approved, which includes committing to do a certain amount of your business in DFA funds and...

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