Compromise with creditors Commented on: 3 years ago (July 18, 2013)

You do need to disclose.

I don't know if it will compromise your job, that is up to your employer and whether they think you are worth the hassle, but it probably won't jeaopardize anything...

Being heavily recruited, but I'm taking my CFA? Commented on: 3 years ago (June 24, 2013)

If you're offered an analyst position that will oneday pay you $250k to do financial planning and no selling, take it. Seems very unlikely, especially at Ameriprise but what do i know.. Also,...

Question in regards to CSA Position Commented on: 3 years ago (May 24, 2013)

Typically it's one CSA to 1-1.5mm of production. So in the office I was at, each CSA worked with 1-3 advisors, depending on the size of the advisor's book.They answer the phones, set up the...

starting from the bottom Commented on: 3 years ago (May 24, 2013)

One thing that caught my eye: 10 accounts a month is a fast pace, even without account minimums. And if you did open 30 smaller accounts, they wouldn't support you and the servicing would drain...

Leaving PMD program? Commented on: 3 years ago (May 24, 2013)

It was a separate agreement, as I recall. I don't think every area of the country has advisors sign it, but i'm not sure. My area does. I didn't sign it and they never made a fuss. When i left i...

Can you suggest a firm/path? Commented on: 3 years ago (January 6, 2013)

So what is your question? You said: "What would be a good option for an educated, licensed, part-timer? " but it's not clear what you mean by option.. What are you asking?

Merrill Lynch PMD or Wells Fargo Advisors Trainee? Which is better? Commented on: 3 years ago (December 17, 2012)

I think different areas are different. Where i"m at you get one chance at the 7 and 2 at the 66. Maybe more or less depending on how valuable they think your chance are and if your RD is willing...

CFP Question Commented on: 3 years ago (November 10, 2012)

cffp dot edu does it by modules, at least if you are a ML'er

Ml trainee with 10mil aum? Commented on: 3 years ago (November 10, 2012)

welcome to the pmd program!

Newbie offer – is this a bad deal? Commented on: 4 years ago (October 13, 2012)

I know someone who charges $1000-10,000 for financial plans and they made $80,000 gross in financial planning fees last year based on bringing in new assets of $45,000,000. At 1%, their management...

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