Wachovia Commented on: 8 years ago (May 28, 2008)

I agree with you, however everyone needs to have the ability to support their family while building the book.  Unfortunatly salary is a big component of that.

Personal Banker to start Commented on: 8 years ago (May 27, 2008)

Isn't sitting on the assets the hardest thing to get?  Why not deal with the other issues as a PB, but have access to the assets and build relationships that way?  And move on to a FA in...

Bankruptcy Question Commented on: 8 years ago (April 15, 2008)

These firms will not, not hire you because of a bankruptcy.  It is illegal to descriminate employment opportunity with someone with a previous BK.  Keep you head up and forge ahead....

UBS vs. ML Commented on: 8 years ago (March 20, 2008)

I am just looking for some insight so I know what to be prepared for.  It is interesting that you judge me for trying to be prepared.  I never once said I was concerned about it. ...

What is the best firm? Commented on: 8 years ago (March 3, 2008)

On average what does an FA make with $40M-$50M AUM?

Fall out ratio? Commented on: 8 years ago (March 2, 2008)

Yes, I have had a few posts as of late.  Let me give you my story.  I have been in business for over 12 years.  I have held very high positions at some large companies.  I...

Bankruptcy Commented on: 8 years ago (March 2, 2008)

I have spoke to several firms about this.  If you disclose it and they like you, and do well on the interviews.  you should be able to get the job.  keep in mind it is illegal for...

Sponsorship Question Commented on: 8 years ago (February 29, 2008)

You guy's need to understand that I have almost not debt, and can afford to become a FA with little to no income while I build my book of business.  What I am trying to do is mitigate my risk...

Industry Newsletters
Investment Category Sponsor Links
Practice Management Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×