Lori Sackler, Senior VP/ Senior Investment Management Consultant, Morgan Stanley Wealth Management sits with WealthManagement.com to discuss clients and money....More
Doug Moore explains the need to discuss with clients the higher exemption amount, portability and the potential disparity between the federal and state exclusion amounts....More
Richard M. Del Monte of the Del Monte group joins us to discuss some crucial issues that affluent families and their advisors are ignoring when they do their estate planning....More
Jean A. Dorrell, CEP, founder of Senior Financial Security, Inc., joins us to discuss some of the unique estate planning challenges faced by clients in same-sex unions....More
Hey I just quit my job as an assistant to an FA (long story...)
Was thinking of going into the insurance side, and then use it as a leverage to get in the training program of a canadian bank on the investment side.
I talked to insurance agents at my old firm, commission seem to be comparable and the market larger yet it seems the investment side attracts far more applicants.
So what made you choose insurance over invesment? Did anyone make the transition from insurance to getting investment-liscenced properly?...More
Sales called backbone for business. I am sales person in one MNC so i need app to manage my tasks, work details please share with me if you have any app for sales. My friend Linda suggest me about top ipad Sales Assailant App ( Coming soon ) and other another apps. If you have any suggestion please share with me ..
thanks
steve...More
Wunderlich Securities, Janney Montgomery Scott, Rothschild and Schechter Wealth Management boosted their ranks recently with fresh recruits, while others like Chase and NFP promoted executives from within to take on new responsibilities....More
Federal and state prosecutors, as well as several New York law firms, have put the screws to advisors this week. Back in the U.S., a former stockbroker who fled prosecution for a pump-and-dump scheme was hit with a 7-year jail sentence this week, while FINRA and Massachusetts levied multi-million fines against some of the biggest independent broker-dealers....More