LPL Financial http://wealthmanagement.com/taxonomy/term/6643/more en Amid Regulatory Charges, LPL Tries to Regain Trust http://wealthmanagement.com/ibds/amid-regulatory-charges-lpl-tries-regain-trust <div class="node-body article-body">LPL Financial's third quarter profit fell 11.6 percent on regulatory charges of $23 million. CEO Mark Casady said the firm is focused on regaining the trust of shareholders and regulators.</div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/amid-regulatory-charges-lpl-tries-regain-trust" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/amid-regulatory-charges-lpl-tries-regain-trust#comments IBDs LPL Financial Thu, 30 Oct 2014 15:02:00 +0000 694591 at http://wealthmanagement.com Staying on Top http://wealthmanagement.com/ibds/staying-top <div class="field-deck"> Mark Casady, Chairman and CEO of LPL Financial, on the recent regulatory stumbles and the changing landscape of the independent space. </div> <div class="node-body article-body">Mark Casady, Chairman and CEO of LPL Financial, on the recent regulatory stumbles and the changing landscape of the independent space.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/staying-top" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/staying-top#comments IBDs People LPL Financial Wed, 03 Sep 2014 13:55:00 +0000 638671 at http://wealthmanagement.com Illustration by Tony Healey LPL CEO Mark Casady's Daily Routine http://wealthmanagement.com/people/lpl-ceo-mark-casadys-daily-routine <div class="field-byline"> Mark Casady </div> <div class="field-deck"> The head of LPL Financial on where he gets his news, how he gets to work and why he actually schedules down time in his day in order to be more productive. </div> <div class="node-body article-body">The head of LPL Financial on where he gets his news, how he gets to work and why he actually schedules down time in his day in order to be more productive. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/lpl-ceo-mark-casadys-daily-routine" target="_blank">read more</a></p> http://wealthmanagement.com/people/lpl-ceo-mark-casadys-daily-routine#comments IBDs People LPL Financial Practice Management Wed, 13 Aug 2014 03:43:00 +0000 628491 at http://wealthmanagement.com <p>LPL CEO Mark Casady decompresses on his walks home from work.</p> LPL CEO: “We Are Not Happy With These Results” http://wealthmanagement.com/ibds/lpl-ceo-we-are-not-happy-these-results <div class="node-body article-body">Regulatory fines related to non-traded REITs and annuities put a drag on LPL’s second quarter profits. CEO Mark Casady said it’s not a problem with the way they’re sold, but the way they’re processed. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/lpl-ceo-we-are-not-happy-these-results" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/lpl-ceo-we-are-not-happy-these-results#comments IBDs LPL Financial Wed, 30 Jul 2014 14:53:00 +0000 617211 at http://wealthmanagement.com LPL Expands Presence in Retirement Plan Space http://wealthmanagement.com/ibds/lpl-expands-presence-retirement-plan-space <div class="node-body article-body">In a recruiting deal, advisors from retirement plan-focused Financial Telesis will join LPL as a hybrid OSJ under the leadership of Bill Chetney, who’s stepping down as head of LPL’s retirement plan business. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/lpl-expands-presence-retirement-plan-space" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/lpl-expands-presence-retirement-plan-space#comments IBDs LPL Financial Mon, 07 Jul 2014 18:55:00 +0000 599221 at http://wealthmanagement.com Op-Ed: LPL Financial CEO Explains Why He’s Keeping His Beard (for Now) http://wealthmanagement.com/commentary/op-ed-lpl-financial-ceo-explains-why-he-s-keeping-his-beard-now <div class="field-byline"> Mark Casady </div> <div class="field-deck"> Mark Casady explains how having facial hair is changing his own perceptions of himself and his leadership style. </div> <div class="node-body article-body">Mark Casady explains how having facial hair is changing his own perceptions of himself and his leadership style. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/commentary/op-ed-lpl-financial-ceo-explains-why-he-s-keeping-his-beard-now" target="_blank">read more</a></p> http://wealthmanagement.com/commentary/op-ed-lpl-financial-ceo-explains-why-he-s-keeping-his-beard-now#comments LPL Financial Commentary Mon, 16 Jun 2014 16:33:00 +0000 584451 at http://wealthmanagement.com LPL Ousts Marketing Chief, Promotes Two Execs http://wealthmanagement.com/lpl-financial/lpl-ousts-marketing-chief-promotes-two-execs <div class="node-body article-body">LPL Financial said it was restructuring its senior management ranks and parting ways with chief marketing officer Joan Khoury, while promoting two executives to new roles in its Advisor & Institutions Solutions Group.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/lpl-financial/lpl-ousts-marketing-chief-promotes-two-execs" target="_blank">read more</a></p> http://wealthmanagement.com/lpl-financial/lpl-ousts-marketing-chief-promotes-two-execs#comments IBDs Industry People LPL Financial Thu, 05 Jun 2014 22:47:00 +0000 577731 at http://wealthmanagement.com LPL Reports Record Earnings on Higher-Margin Fee Business http://wealthmanagement.com/equities/lpl-reports-record-earnings-higher-margin-fee-business <div class="node-body article-body">LPL Financial reported record first quarter adjusted earnings, with a strong boost in its fee-based business, which drew a record $4.4 billion in net new advisory assets. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/equities/lpl-reports-record-earnings-higher-margin-fee-business" target="_blank">read more</a></p> http://wealthmanagement.com/equities/lpl-reports-record-earnings-higher-margin-fee-business#comments IBDs LPL Financial Equities Thu, 24 Apr 2014 15:43:00 +0000 543461 at http://wealthmanagement.com LPL Eyeing B/D Acquisitions http://wealthmanagement.com/blog/lpl-eyeing-bd-acquisitions <div class="node-body blog-body">LPL Financial CEO Mark Casady says the firm is eyeing broker/dealer acquisitions, a shift from the firm's recent strategy of buying "adjacencies" to help the firm enter new markets. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/indie-advisor">Indie Advisor</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/lpl-eyeing-bd-acquisitions" target="_blank">read more</a></p> http://wealthmanagement.com/blog/lpl-eyeing-bd-acquisitions#comments IBDs Blogs LPL Financial Indie Advisor Wed, 23 Apr 2014 22:17:00 +0000 543051 at http://wealthmanagement.com LPL Recruiter to Replace Bruton http://wealthmanagement.com/ibds/lpl-recruiter-replace-bruton <div class="node-body article-body">LPL Financial recruiter Bill Morrissey will lead investment advisor services, taking over for Derek Bruton, who stepped down last week due to concerns over interactions with other employees. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/lpl-recruiter-replace-bruton" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/lpl-recruiter-replace-bruton#comments IBDs People LPL Financial Mon, 14 Apr 2014 14:02:00 +0000 536191 at http://wealthmanagement.com Bill Morrissey