Community http://wealthmanagement.com/taxonomy/term/13002/more en Budgeting Woes http://wealthmanagement.com/commentary/budgeting-woes <div class="field-deck"> REP. Readers Do It by the Numbers </div> <div class="node-body article-body">Is there a financial advisor who does not recommend that clients establish and maintain budgets? Yet surveys show that it’s not easy for clients to start new habits or break old ones. To encourage better budgeting, FAs need better statistics. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/commentary/budgeting-woes" target="_blank">read more</a></p> http://wealthmanagement.com/commentary/budgeting-woes#comments Commentary Wealth Planning Fri, 19 Dec 2014 17:17:00 +0000 731781 at http://wealthmanagement.com Ingram Publishing/Thinkstock The Daily Brief: Lawsuit: Schorsch Accused of Cooking ARCP's Books http://wealthmanagement.com/blog/daily-brief-lawsuit-schorsch-accused-cooking-arcps-books <div class="node-body blog-body">Lisa McAlister, ARCP's former chief accounting officer, has filed a $50 million lawsuit in New York State accusing former ACRP Chairman Nicholas Schorsch of ordering her to manipulate quarterly financial results.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-lawsuit-schorsch-accused-cooking-arcps-books" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-lawsuit-schorsch-accused-cooking-arcps-books#comments Legal People Blogs Wirehouse The Daily Brief Fri, 19 Dec 2014 10:00:00 +0000 735181 at http://wealthmanagement.com The Daily Brief: What's Your Succession Plan? http://wealthmanagement.com/blog/daily-brief-whats-your-succession-plan <div class="node-body blog-body">The SEC is working on a rule that would require financial advisors to create transitions plans in case or retirement or a major disruption in their business. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-whats-your-succession-plan" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-whats-your-succession-plan#comments Blogs Business Planning Strategies Succession Planning College Planning Retirement Planning The Daily Brief Thu, 18 Dec 2014 10:00:00 +0000 734161 at http://wealthmanagement.com <p><em>Wavebreakmedia Ltd/Wavebreak Media/Thinkstock</em></p> Editor's Letter: January 2015 http://wealthmanagement.com/commentary/editors-letter-january-2015 <div class="field-deck"> “Shades of Bionic” </div> <div class="node-body article-body">When we thought about this month’s cover story, the idea was to show the beating heart inside some of the so-called robo-advisors, online asset allocation tools that use algorithms and funds to create tailored low-cost investment portfolios. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/commentary/editors-letter-january-2015" target="_blank">read more</a></p> http://wealthmanagement.com/commentary/editors-letter-january-2015#comments Industry Commentary Wed, 17 Dec 2014 13:00:00 +0000 731671 at http://wealthmanagement.com The Daily Brief: The Case Against Technology in Investing http://wealthmanagement.com/blog/daily-brief-case-against-technology-investing <div class="node-body blog-body">Anyone with a computer and an E-Trade account can trade stocks these days, but is that actually a good thing? Cullen Roche, the founder of Orcam Financial Group, argues that technology is adding to the "get rich quick" mentality of investors, who are ignoring the long-term.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-case-against-technology-investing" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-case-against-technology-investing#comments Industry Markets Technology Blogs The Daily Brief Wed, 17 Dec 2014 10:00:00 +0000 732991 at http://wealthmanagement.com Busted: Alts Manager Taken Away in Handcuffs http://wealthmanagement.com/blog/busted-alts-manager-taken-away-handcuffs <div class="node-body blog-body">Daniel Thibeault, a Harvard Business School graduate and president and chief investment officer of GL Capital Partners, was arrested last week and charged with securities fraud.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/rulebook">Rulebook</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/busted-alts-manager-taken-away-handcuffs" target="_blank">read more</a></p> http://wealthmanagement.com/blog/busted-alts-manager-taken-away-handcuffs#comments Legal Blogs Rulebook Tue, 16 Dec 2014 19:29:00 +0000 732971 at http://wealthmanagement.com The Daily Brief: A Bullish Anniversary http://wealthmanagement.com/blog/daily-brief-bullish-anniversary <div class="node-body blog-body">Twenty-five years ago Monday, New York sculptor Arturo Di Modica delivered "Charging Bull" to Wall Street, where it became an icon of investment prowess. It was not well received at the time.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-bullish-anniversary" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-bullish-anniversary#comments Industry Markets Blogs ETFs The Daily Brief Tue, 16 Dec 2014 10:00:00 +0000 731941 at http://wealthmanagement.com <p><em>Copyright Chris Hondros, Getty Images</em></p> The Daily Brief: Check Your Credentials http://wealthmanagement.com/blog/daily-brief-check-your-credentials <div class="node-body blog-body">If you're reading this, odds are you aren't the problem, but there are plenty of folks out there posing to be financial advisors and using a wide variety of defunct, outdated or nonexistant credentials to get their hands on other people's money.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-check-your-credentials" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-check-your-credentials#comments Industry Markets People Blogs The Daily Brief Mon, 15 Dec 2014 10:00:00 +0000 730461 at http://wealthmanagement.com <p><em>Design Pics/Thinkstock</em></p> The Daily Brief: What Retirement Crisis? http://wealthmanagement.com/blog/daily-brief-what-retirement-crisis <div class="node-body blog-body">There is no retirement crisis in America, writes Ramesh Ponnuru, for Bloomberg View. Instead, it's all a matter of how you decide to interpret the data.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/daily-brief-what-retirement-crisis" target="_blank">read more</a></p> http://wealthmanagement.com/blog/daily-brief-what-retirement-crisis#comments Blogs Marketing Retirement Planning The Daily Brief Fri, 12 Dec 2014 10:00:00 +0000 729241 at http://wealthmanagement.com Former SEC Chair Harvey Pitt Endorses Third Party Examiners for RIAs http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias <div class="node-body blog-body">Every single investment advisory firm registered with the Securities and Exchange Commission should be examined every year, said Harvey Pitt, the former SEC commissioner, and the SEC should certify outside auditors to conduct the exams.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias" target="_blank">read more</a></p> http://wealthmanagement.com/blog/former-sec-chair-harvey-pitt-endorses-third-party-examiners-rias#comments RIAs Blogs Regulation & Compliance Advisor Intelligence Thu, 11 Dec 2014 14:23:00 +0000 728771 at http://wealthmanagement.com