More in ETFs

  • Oct 6, 2014
    blog

    The Daily Brief: Broker/Dealer Liable for Inside Trades

    The SEC has charged a broker/dealer for failure to protect against insider trading for the first time. The Wells Fargo broker, who had previously been charged, is accused of trading on material non-public information when he learned from a client that Burger King was bieng sold to 3G Capital Management....More

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