Wirehouse http://wealthmanagement.com/taxonomy/term/39431/more en Merrill Lynch to Pay $415 Million for Misusing Customer Cash - SEC http://wealthmanagement.com/wirehouse/merrill-lynch-pay-415-million-misusing-customer-cash-sec <div class="field-byline"> Suzanne Barlyn </div> <div class="node-body article-body">Bank of America Corp's Merrill Lynch brokerage unit will pay $415 million and admit to wrongdoing to settle charges that it misused customer cash, the top U.S. securities regulator said on Thursday.</div> <p><a href="http://wealthmanagement.com/wirehouse/merrill-lynch-pay-415-million-misusing-customer-cash-sec" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/merrill-lynch-pay-415-million-misusing-customer-cash-sec#comments Legal Wirehouse Thu, 23 Jun 2016 20:57:00 +0000 1217231 at http://wealthmanagement.com Copyright Mario Tama, Getty Images Ponzi Scheme Victims Subject of Documentary http://wealthmanagement.com/blog/ponzi-scheme-victims-subject-documentary <div class="node-body blog-body">Indiana documentary features Ponzi scheme victims, Trust Builders releases online retirement calculators and rumors swirl about UBS Wealth Management.</div> <p><a href="http://wealthmanagement.com/blog/ponzi-scheme-victims-subject-documentary" target="_blank">read more</a></p> http://wealthmanagement.com/blog/ponzi-scheme-victims-subject-documentary#comments Legal Technology Blogs Retirement Planning Wirehouse The Daily Brief Thu, 23 Jun 2016 10:00:00 +0000 1216461 at http://wealthmanagement.com Fidelity Labs Cooks Up Student Loan Repayment Tool http://wealthmanagement.com/blog/fidelity-labs-cooks-student-loan-repayment-tool <div class="node-body blog-body">Fidelity Labs creates tool to help repay student loans, robos come to liquid alts and new Merrill Lynch offices in Midtown Manhattan.</div> <p><a href="http://wealthmanagement.com/blog/fidelity-labs-cooks-student-loan-repayment-tool" target="_blank">read more</a></p> http://wealthmanagement.com/blog/fidelity-labs-cooks-student-loan-repayment-tool#comments Technology Alternative Investments Blogs Wirehouse The Daily Brief Wed, 22 Jun 2016 10:00:00 +0000 1214701 at http://wealthmanagement.com Morgan Stanley Wants 'More Wallet from Clients' http://wealthmanagement.com/wirehouse/morgan-stanley-wants-more-wallet-clients <div class="field-byline"> Olivia Oran | Reuters </div> <div class="node-body article-body">Morgan Stanley wants clients to do more business with the firm, whether that means moving more of their investment assets there, taking out loans or performing basic cash management.</div> <p><a href="http://wealthmanagement.com/wirehouse/morgan-stanley-wants-more-wallet-clients" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/morgan-stanley-wants-more-wallet-clients#comments Wirehouse Wed, 15 Jun 2016 13:16:00 +0000 1209981 at http://wealthmanagement.com Morgan Stanley Adds Miami Office for Latin American Wealth http://wealthmanagement.com/blog/morgan-stanley-adds-miami-office-latin-american-wealth <div class="node-body blog-body">Morgan Stanley opens third Miami office for Latin America, Vestorly adds Dow Jones content and Johnny Depp selling nine pieces by artist Jean-Michel Basquiat.</div> <p><a href="http://wealthmanagement.com/blog/morgan-stanley-adds-miami-office-latin-american-wealth" target="_blank">read more</a></p> http://wealthmanagement.com/blog/morgan-stanley-adds-miami-office-latin-american-wealth#comments People Technology Blogs High Net Worth Valuations Wirehouse The Daily Brief Tue, 14 Jun 2016 10:00:00 +0000 1207971 at http://wealthmanagement.com UBS to Cut Managers at U.S. Wealth Unit, Recruit Fewer Advisers http://wealthmanagement.com/wirehouse/ubs-cut-managers-us-wealth-unit-recruit-fewer-advisers <div class="field-byline"> Margaret Collins and Zeke Faux </div> <div class="node-body article-body">UBS Group AG is eliminating some management positions in its U.S. wealth unit and reducing the number of financial advisers recruited from competitors.</div> <p><a href="http://wealthmanagement.com/wirehouse/ubs-cut-managers-us-wealth-unit-recruit-fewer-advisers" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/ubs-cut-managers-us-wealth-unit-recruit-fewer-advisers#comments Wirehouse Thu, 09 Jun 2016 13:53:00 +0000 1205001 at http://wealthmanagement.com Copyright Spencer Platt, Getty Images Morgan Stanley Pays $1 Million SEC Fine Over Hacked Customer Data http://wealthmanagement.com/wirehouse/morgan-stanley-pays-1-million-sec-fine-over-hacked-customer-data <div class="field-byline"> Jonathan Stempel </div> <div class="node-body article-body">Morgan Stanley agreed to pay a $1 million fine to settle U.S. Securities and Exchange Commission charges that security shortfalls enabled a former employee to transfer data regarding roughly 730,000 accounts to his personal server, which was later hacked.</div> <p><a href="http://wealthmanagement.com/wirehouse/morgan-stanley-pays-1-million-sec-fine-over-hacked-customer-data" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/morgan-stanley-pays-1-million-sec-fine-over-hacked-customer-data#comments Technology Wirehouse Wed, 08 Jun 2016 17:08:00 +0000 1204281 at http://wealthmanagement.com Copyright Mario Tama, Getty Images BofA Merrill Lynch Hires New Financial Advisor http://wealthmanagement.com/wirehouse/bofa-merrill-lynch-hires-new-financial-advisor <div class="node-body article-body">Merrill Lynch Global Wealth Management, a part of Bank of America Corp's global wealth and investment management business, hired Amanda Barclay as a financial advisor.</div> <p><a href="http://wealthmanagement.com/wirehouse/bofa-merrill-lynch-hires-new-financial-advisor" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/bofa-merrill-lynch-hires-new-financial-advisor#comments Industry Wirehouse Mon, 06 Jun 2016 17:01:00 +0000 1202081 at http://wealthmanagement.com Copyright Mario Tama, Getty Images Morgan Stanley Seeks Approval to Offer First U.S.-Listed ETFs http://wealthmanagement.com/etfs/morgan-stanley-seeks-approval-offer-first-us-listed-etfs <div class="field-byline"> Trevor Hunnicutt and Olivia Oran </div> <div class="node-body article-body">Morgan Stanley has asked securities regulators for the right to launch its first U.S.-listed exchange-traded funds, marking the latest example of a massive Wall Street investment manager courting investors' growing use of those funds.</div> <p><a href="http://wealthmanagement.com/etfs/morgan-stanley-seeks-approval-offer-first-us-listed-etfs" target="_blank">read more</a></p> http://wealthmanagement.com/etfs/morgan-stanley-seeks-approval-offer-first-us-listed-etfs#comments ETFs Wirehouse Mon, 06 Jun 2016 16:38:00 +0000 1202041 at http://wealthmanagement.com Copyright Stephen Chernin, Getty Images Supermarkets, Fast Food Chains Offer Better Customer Experience http://wealthmanagement.com/blog/supermarkets-fast-food-chains-offer-better-customer-experience <div class="node-body blog-body">Supermarkets, fast food chains beat out investment firms on customer service, wirehouse alternative investment assets fell 4 percent in 2015 and tips for improving advisor websites.</div> <p><a href="http://wealthmanagement.com/blog/supermarkets-fast-food-chains-offer-better-customer-experience" target="_blank">read more</a></p> http://wealthmanagement.com/blog/supermarkets-fast-food-chains-offer-better-customer-experience#comments Industry Alternative Investments Blogs Marketing Wirehouse The Daily Brief Wed, 01 Jun 2016 10:00:00 +0000 1196851 at http://wealthmanagement.com