Wirehouse http://wealthmanagement.com/taxonomy/term/39431/more en UBS Hires Empire Group From Morgan Stanley http://wealthmanagement.com/people/ubs-hires-empire-group-morgan-stanley <div class="node-body article-body">UBS Group AG's Wealth Management Americas said it hired a team of four financial advisers from Morgan Stanley. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/ubs-hires-empire-group-morgan-stanley" target="_blank">read more</a></p> http://wealthmanagement.com/people/ubs-hires-empire-group-morgan-stanley#comments People Wirehouse Fri, 28 Aug 2015 15:50:00 +0000 979061 at http://wealthmanagement.com Copyright Oli Scarff, Getty Images FINRA Probes Merrill Over Anti-Money Laundering Compliance - Source http://wealthmanagement.com/wirehouse/finra-probes-merrill-over-anti-money-laundering-compliance-source <div class="field-byline"> Brett Wolf </div> <div class="node-body article-body">Wall Street's self-regulatory body has been probing Bank of America Merrill Lynch over its failure to detect the activities of a former financial adviser, who pleaded guilty to helping a client cover up an insider-trading scheme and launder the proceeds, said a source familiar with the matter.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/wirehouse/finra-probes-merrill-over-anti-money-laundering-compliance-source" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/finra-probes-merrill-over-anti-money-laundering-compliance-source#comments Industry Legal Wirehouse Thu, 20 Aug 2015 12:54:00 +0000 971071 at http://wealthmanagement.com Copyright Mario Tama, Getty Images Morgan Stanley To Focus On Silicon Valley Wealth http://wealthmanagement.com/blog/morgan-stanley-focus-silicon-valley-wealth <div class="node-body blog-body">Morgan Stanley Wealth Management's Palo Alto group is teaming up with Nasdaq Private Market to teach Silicon Valley entrepreneurs how to manage their equity. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/morgan-stanley-focus-silicon-valley-wealth" target="_blank">read more</a></p> http://wealthmanagement.com/blog/morgan-stanley-focus-silicon-valley-wealth#comments Industry Technology Blogs Equities Wirehouse The Daily Brief Wed, 19 Aug 2015 09:00:00 +0000 970231 at http://wealthmanagement.com Morgan Stanley Wealth Focusing on Most-Profitable Clients for International Business http://wealthmanagement.com/wirehouse/morgan-stanley-wealth-focusing-most-profitable-clients-international-business <div class="field-byline"> Olivia Oran </div> <div class="node-body article-body">Morgan Stanley's U.S.-based wealth management business is cutting the number of its foreign accounts to focus on its most profitable customers, a person familiar with the bank's thinking said.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/wirehouse/morgan-stanley-wealth-focusing-most-profitable-clients-international-business" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/morgan-stanley-wealth-focusing-most-profitable-clients-international-business#comments Wirehouse Tue, 18 Aug 2015 12:00:00 +0000 969621 at http://wealthmanagement.com Edward Jones Pays $20 Million to Settle Muni Price Fraud Charges http://wealthmanagement.com/wirehouse/edward-jones-pays-20-million-settle-muni-price-fraud-charges <div class="node-body article-body"><p>Edward Jones on Thursday agreed to pay $20 million to settle claims by the Securities and Exchange Commission that the firm overcharged customers in the sales of new municipal bonds.</p></div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/wirehouse/edward-jones-pays-20-million-settle-muni-price-fraud-charges" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/edward-jones-pays-20-million-settle-muni-price-fraud-charges#comments Legal Fixed Income Wirehouse Thu, 13 Aug 2015 13:50:00 +0000 966701 at http://wealthmanagement.com UBS Hires Morgan Stanley Brokers Who Managed $2 Billion http://wealthmanagement.com/people/ubs-hires-morgan-stanley-brokers-who-managed-2-billion <div class="node-body article-body">UBS AG Wealth Management Americas on Tuesday said it hired a team of four brokers away from Morgan Stanley where the team had managed more than $2 billion in client assets.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/ubs-hires-morgan-stanley-brokers-who-managed-2-billion" target="_blank">read more</a></p> http://wealthmanagement.com/people/ubs-hires-morgan-stanley-brokers-who-managed-2-billion#comments People Wirehouse Wed, 12 Aug 2015 13:24:00 +0000 964891 at http://wealthmanagement.com Robin Williams' Son Teaching Inmates About Financial Literacy http://wealthmanagement.com/blog/robin-williams-son-teaching-inmates-about-financial-literacy <div class="node-body blog-body">The son of late actor Robin Williams has been partnering with San Quentin State Prison in California to teach inmates about financial literacy. </div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/robin-williams-son-teaching-inmates-about-financial-literacy" target="_blank">read more</a></p> http://wealthmanagement.com/blog/robin-williams-son-teaching-inmates-about-financial-literacy#comments Legal People Blogs College Planning High Net Worth Wirehouse The Daily Brief Wed, 12 Aug 2015 09:00:00 +0000 964861 at http://wealthmanagement.com Merrill Lynch Lands 3 Brokers http://wealthmanagement.com/people/merrill-lynch-lands-3-brokers <div class="node-body article-body">Three Seattle brokers whose clients include some of the nation's largest churches joined Bank of America Merrill Lynch from Morgan Stanley, Bank of America said on Friday.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/merrill-lynch-lands-3-brokers" target="_blank">read more</a></p> http://wealthmanagement.com/people/merrill-lynch-lands-3-brokers#comments People Wirehouse Tue, 11 Aug 2015 13:57:00 +0000 962671 at http://wealthmanagement.com Copyright Mario Tama, Getty Images Advisory Money in Motion: July 2015 http://wealthmanagement.com/people/advisory-money-motion-july-2015 <div class="node-body data_table-body">See which firms are gaining (and losing) the biggest advisor teams in the last month using snapshot data from advisor employment announcements. </div> <div class="field-csv-file"> <span>CSV File:&nbsp;</span> <div class="filefield-file"><img class="filefield-icon field-icon-text-csv" alt="text/csv icon" src="http://wealthmanagement.com/sites/all/modules/contrib/filefield/icons/text-x-generic.png" /><a href="http://wealthmanagement.com/site-files/wealthmanagement.com/files/data-tables/July money in motion-advisors.csv" type="text/csv; length=5673">July money in motion-advisors.csv</a></div> </div> <div class="field-disable-sidebar"> Off </div> <fieldset class="fieldgroup group-images"><legend>Images</legend> <div class="field-image-promo"> <img class="imagefield imagefield-field_image_promo" width="595" height="335" alt="" src="http://wealthmanagement.com/site-files/wealthmanagement.com/files/uploads/2015/08/money-motion-uncle-pennybagsjpgcropdisplay.jpg?1438975697" /> </div> </fieldset> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/advisory-money-motion-july-2015" target="_blank">read more</a></p> http://wealthmanagement.com/people/advisory-money-motion-july-2015#comments Industry People Wirehouse Research Fri, 07 Aug 2015 19:30:00 +0000 962421 at http://wealthmanagement.com UBS Hires 2 Brokers Who Made $3.5 Million in Revenue http://wealthmanagement.com/people/ubs-hires-2-brokers-who-made-35-million-revenue <div class="node-body article-body">UBS AG's Wealth Management Americas said it hired two brokers who produced nearly $3.5 million in revenues last year for their prior employers.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/ubs-hires-2-brokers-who-made-35-million-revenue" target="_blank">read more</a></p> http://wealthmanagement.com/people/ubs-hires-2-brokers-who-made-35-million-revenue#comments People Wirehouse Fri, 07 Aug 2015 17:54:00 +0000 962461 at http://wealthmanagement.com Copyright Oli Scarff, Getty Images