More in IBDs

  • Jun 2, 2015
    The Daily Brief

    FINRA Marketing BrokerCheck

    Many investors don’t know what the Financial Industry Regulatory Authority’s BrokerCheck website is, but that’s about to change....More
  • May 28, 2015
    blog

    Next Regulators Will Be Asking to See Text Messages

    Examiners regularly ask to see email and website records, but that's about to change. Smarsh's CEO predicts in just a few years, reviews of text messages could be commonplace....More
  • May 21, 2015
    blog

    Casady: Better DOL Rule Needs Only 'A Couple' Of Improvements

    The head of LPL Financial praised the Department of Labor’s changes in its re-proposed fiduciary rule aimed at financial advisors, saying “just a couple of items to improve from here.”...More
  • Apr 28, 2015
    data table
    REP.

    The 25 Most Influential IBDs on Social Media 2015  

    In our second annual ranking, REP. magazine graded the top 25 largest IBDs on their social media footprint across Twitter, LinkedIn and Facebook....More
  • Apr 27, 2015
    The Daily Brief

    All-Inclusive

    Wells Fargo and TIAA-CREF are among the top U.S. companies with the most diverse workforce. The two financial services instructions landed in the eleventh and thirty-seventh spots, respectively, on DiversityInc’s 2015 Top 50 Companies for Diversity....More
  • Apr 21, 2015
    blog

    Three Charts that Explain Raymond James’ Growth

    Raymond James has grown steadily in recent years. Here are three charts that lay out the firm's advisors, assets and revenue over the past five years....More

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