RIAs http://wealthmanagement.com/taxonomy/term/39411/more en How to Avoid Chasing Squirrels With Technology http://wealthmanagement.com/technology/how-avoid-chasing-squirrels-technology <div class="node-body article-body">Wealth management technology experts share the biggest pitfalls with adopting new technology, and how to avoid them. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/technology/how-avoid-chasing-squirrels-technology" target="_blank">read more</a></p> http://wealthmanagement.com/technology/how-avoid-chasing-squirrels-technology#comments RIAs Technology Business Planning Wed, 10 Feb 2016 06:43:00 +0000 1104091 at http://wealthmanagement.com Lisa Dolly to Take the Reins As New Pershing CEO http://wealthmanagement.com/rias/lisa-dolly-take-reins-new-pershing-ceo <div class="field-deck"> Pershing names COO to the top spot as DeCicco eyes retirement. </div> <div class="node-body article-body">Pershing announced Thursday Lisa Dolly will take over as the company&rsquo;s new CEO, succeeding longtime executive Ron DeCicco who decided to retire.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/lisa-dolly-take-reins-new-pershing-ceo" target="_blank">read more</a></p> http://wealthmanagement.com/rias/lisa-dolly-take-reins-new-pershing-ceo#comments People RIAs Thu, 04 Feb 2016 17:46:00 +0000 1098721 at http://wealthmanagement.com <p>Lisa Dolly</p> TD's Tom Nally: “Trust in the RIA Business Is Fragile” http://wealthmanagement.com/td-ameritrade-national-linc-2016/tds-tom-nally-trust-ria-business-fragile <div class="node-body article-body">Trust of registered investment advisors is low; the industry needs to address the examination of RIAs, and shift away from a focus on the price of advice, said TD Ameritrade Institutional's Tom Nally. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/td-ameritrade-national-linc-2016/tds-tom-nally-trust-ria-business-fragile" target="_blank">read more</a></p> http://wealthmanagement.com/td-ameritrade-national-linc-2016/tds-tom-nally-trust-ria-business-fragile#comments RIAs TD Ameritrade National LINC 2016 Thu, 04 Feb 2016 14:43:00 +0000 1098491 at http://wealthmanagement.com <p>The industry needs to address the examination of RIAs, and shift away from a focus on the price of advice, TD Ameritrade Institutional&#39;s Tom Nally said at the National LINC 2016 conference on Thursday.</p> TD National LINC Heads To Orlando http://wealthmanagement.com/td-ameritrade-national-linc-2016/td-national-linc-heads-orlando <div class="node-body article-body">TD's 20th annual national conference will host more than 1,700 financial advisors. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/td-ameritrade-national-linc-2016/td-national-linc-heads-orlando" target="_blank">read more</a></p> http://wealthmanagement.com/td-ameritrade-national-linc-2016/td-national-linc-heads-orlando#comments RIAs TD Ameritrade National LINC 2016 Mon, 01 Feb 2016 17:52:00 +0000 1095551 at http://wealthmanagement.com Your Exit Strategy Could Be Your Client http://wealthmanagement.com/rias/your-exit-strategy-could-be-your-client <div class="node-body article-body">United Capital’s latest acquisition includes an advisor who was originally a client of the firm he bought in 2001. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/your-exit-strategy-could-be-your-client" target="_blank">read more</a></p> http://wealthmanagement.com/rias/your-exit-strategy-could-be-your-client#comments RIAs Business Planning Tue, 26 Jan 2016 16:20:00 +0000 1089661 at http://wealthmanagement.com <p>Joel Shaps</p> $1 Billion RIA Takes Smaller Firm’s Name in Merger http://wealthmanagement.com/rias/1-billion-ria-takes-smaller-firm-s-name-merger <div class="node-body article-body">A $1 billion RIA in Colorado takes over a $250 million firm, including its name. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/1-billion-ria-takes-smaller-firm-s-name-merger" target="_blank">read more</a></p> http://wealthmanagement.com/rias/1-billion-ria-takes-smaller-firm-s-name-merger#comments RIAs Tue, 19 Jan 2016 20:33:00 +0000 1079211 at http://wealthmanagement.com New Firm Helps Breakaways Transition, Without the Equity http://wealthmanagement.com/independent-life/new-firm-helps-breakaways-transition-without-equity <div class="node-body article-body">A former Focus Financial executive launches a consultancy that will provide transition assistance to large breakaway teams. But instead of taking a stake in these firms, he'll will charge a one-time fee. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/independent-life/new-firm-helps-breakaways-transition-without-equity" target="_blank">read more</a></p> http://wealthmanagement.com/independent-life/new-firm-helps-breakaways-transition-without-equity#comments RIAs Independent Life Wed, 13 Jan 2016 15:53:00 +0000 1074831 at http://wealthmanagement.com <p>Matt Sonnen left Focus Financial Partners to launch PFI Advisors.</p> RIAs Making Gains in Adding New Clients From Other RIAs http://wealthmanagement.com/blog/rias-making-gains-adding-new-clients-other-rias <div class="node-body blog-body">About 63 percent of advisors added clients in the second half of 2015, with the number coming from other RIAs up six percentage points.</div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/intelligent-advisor">Intelligent Advisor</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/rias-making-gains-adding-new-clients-other-rias" target="_blank">read more</a></p> http://wealthmanagement.com/blog/rias-making-gains-adding-new-clients-other-rias#comments Industry RIAs Blogs Intelligent Advisor Wed, 13 Jan 2016 15:01:00 +0000 1074821 at http://wealthmanagement.com <p>MACIEJ NOSKOWSKI/iStock/Thinkstock</p> Top 10 High-Net-Worth Advisors in 2016 http://wealthmanagement.com/rias/top-10-high-net-worth-advisors-2016 <div class="node-body gallery-body">More advisors are targeting high-net-worth clients today than they were even two years ago, despite tighter competition and a need to provide more complicated, and costly, wealth management services. Here are the top 10 RIA firms in this space. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/top-10-high-net-worth-advisors-2016" target="_blank">read more</a></p> http://wealthmanagement.com/rias/top-10-high-net-worth-advisors-2016#comments Industry RIAs Rankings High Net Worth Mon, 04 Jan 2016 16:15:00 +0000 1066901 at http://wealthmanagement.com The Top 10 RIA Deals of 2015 http://wealthmanagement.com/rias/top-10-ria-deals-2015 <div class="node-body gallery-body">As the year comes to a close, we highlight some of the biggest RIA deals of the year, many of which are mega-deals. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/top-10-ria-deals-2015" target="_blank">read more</a></p> http://wealthmanagement.com/rias/top-10-ria-deals-2015#comments RIAs Wed, 30 Dec 2015 10:30:00 +0000 1062971 at http://wealthmanagement.com