RIAs http://wealthmanagement.com/taxonomy/term/39411/more en The Gulf Between Young Investors’ Priorities and Advisors’ http://wealthmanagement.com/blog/gulf-between-young-investors-priorities-and-advisors <div class="node-body blog-body">Advisors and Generation X and millennial investors have differing ideas about their needs and priorities.</div> <p><a href="http://wealthmanagement.com/blog/gulf-between-young-investors-priorities-and-advisors" target="_blank">read more</a></p> http://wealthmanagement.com/blog/gulf-between-young-investors-priorities-and-advisors#comments Industry RIAs Client Relations Intelligent Advisor Tue, 30 Aug 2016 18:13:00 +0000 1301271 at http://wealthmanagement.com <p>Michael Blann/DigitalVision/Thinkstock</p> Merrill Lynch Faces Allegations of Labor Law Violations http://wealthmanagement.com/blog/merrill-lynch-faces-allegations-labor-law-violations <div class="node-body blog-body">Merrill Lynch sued for violating labor law, Head Investment Partners joins Triad and PMC Portfolio Navigator integrated into Envestment Advisor Suite.</div> <p><a href="http://wealthmanagement.com/blog/merrill-lynch-faces-allegations-labor-law-violations" target="_blank">read more</a></p> http://wealthmanagement.com/blog/merrill-lynch-faces-allegations-labor-law-violations#comments Industry Legal RIAs Technology Blogs The Daily Brief Fri, 26 Aug 2016 10:00:00 +0000 1296701 at http://wealthmanagement.com Onboarding a Wirehouse Advisor Into Your RIA http://wealthmanagement.com/business-planning/onboarding-wirehouse-advisor-your-ria <div class="field-byline"> Anna Maria Garcia </div> <div class="node-body article-body">The benefits of liberating a wirehouse advisor into your firm can far outweigh the hassle of the transition itself. </div> <p><a href="http://wealthmanagement.com/business-planning/onboarding-wirehouse-advisor-your-ria" target="_blank">read more</a></p> http://wealthmanagement.com/business-planning/onboarding-wirehouse-advisor-your-ria#comments RIAs Business Planning Wirehouse Careers Wed, 24 Aug 2016 15:37:00 +0000 1294201 at http://wealthmanagement.com Colin Walton/Thinkstock The Recession Made Millennials Tight Savers http://wealthmanagement.com/blog/recession-made-millennials-tight-savers <div class="node-body blog-body">Millennials are financially conservative, Dynasty adds $400 million Concannon Wealth Management and an Ohio financial advisor is accused of stealing from an elderly client.</div> <p><a href="http://wealthmanagement.com/blog/recession-made-millennials-tight-savers" target="_blank">read more</a></p> http://wealthmanagement.com/blog/recession-made-millennials-tight-savers#comments Industry Legal People RIAs Blogs Retirement Planning The Daily Brief Wed, 17 Aug 2016 10:00:00 +0000 1280271 at http://wealthmanagement.com HighTower Adds $500 Million Morgan Stanley Team http://wealthmanagement.com/industry/hightower-adds-500-million-morgan-stanley-team <div class="node-body article-body">A $500 million Morgan Stanley team led by Thomas G. Foley and Keith W. Hier has jumped ship for HighTower Advisors. </div> <p><a href="http://wealthmanagement.com/industry/hightower-adds-500-million-morgan-stanley-team" target="_blank">read more</a></p> http://wealthmanagement.com/industry/hightower-adds-500-million-morgan-stanley-team#comments Industry People RIAs Mon, 15 Aug 2016 19:09:00 +0000 1278371 at http://wealthmanagement.com To Grow Through Acquisition, Sell Your Own Practice First http://wealthmanagement.com/business-planning/grow-through-acquisition-sell-your-own-practice-first <div class="node-body article-body">It might sound illogical, but selling to a large, resource-rich firm combines your local power with your new partner’s financial power.</div> <p><a href="http://wealthmanagement.com/business-planning/grow-through-acquisition-sell-your-own-practice-first" target="_blank">read more</a></p> http://wealthmanagement.com/business-planning/grow-through-acquisition-sell-your-own-practice-first#comments RIAs Business Planning Wed, 10 Aug 2016 15:52:00 +0000 1271521 at http://wealthmanagement.com DAJ/Thinkstock How to Kickstart Growth and Increase Firm Revenue http://wealthmanagement.com/business-planning/how-kickstart-growth-and-increase-firm-revenue <div class="node-body article-body">With the various challenges advisors face today, from new regulations to competitive pressures from robo advisors, finding ways to spur firm growth can be difficult.</div> <p><a href="http://wealthmanagement.com/business-planning/how-kickstart-growth-and-increase-firm-revenue" target="_blank">read more</a></p> http://wealthmanagement.com/business-planning/how-kickstart-growth-and-increase-firm-revenue#comments RIAs Business Planning Viewpoints Practice Management Mon, 01 Aug 2016 15:27:00 +0000 1257491 at http://wealthmanagement.com linetic/iStock/Thinkstock Fee-based, Discount Brokerage and Online Channels to Grow http://wealthmanagement.com/industry/fee-based-discount-brokerage-and-online-channels-grow <div class="node-body article-body">The fee-based advisor, discount brokerage and online advice channels will grow their market share over the next few years, says a research report by Tiburon Strategic Advisors.</div> <p><a href="http://wealthmanagement.com/industry/fee-based-discount-brokerage-and-online-channels-grow" target="_blank">read more</a></p> http://wealthmanagement.com/industry/fee-based-discount-brokerage-and-online-channels-grow#comments IBDs Industry RIAs Wirehouse Thu, 28 Jul 2016 19:48:00 +0000 1250701 at http://wealthmanagement.com A Second Look at Third-Party Exams http://wealthmanagement.com/rias/second-look-third-party-exams <div class="field-byline"> Daniel A. Bernstein and Brian Hamburger </div> <div class="node-body article-body">While many believe third-party exams of RIAs will increase the frequency of the SEC audits, there are a number of difficult challenges the agency would need to overcome to implement the option. </div> <p><a href="http://wealthmanagement.com/rias/second-look-third-party-exams" target="_blank">read more</a></p> http://wealthmanagement.com/rias/second-look-third-party-exams#comments Legal RIAs Tue, 26 Jul 2016 15:54:00 +0000 1247831 at http://wealthmanagement.com Custody Market's Evolution Leaving Private Wealth Managers Behind http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind <div class="field-byline"> Scott Sumner </div> <div class="node-body article-body">As global custodians have grown in scale following a period of consolidation and rapid innovation, RIAs and family offices are finding that an automated and impersonal custody offering actually cuts against the value proposition they offer to clients.</div> <p><a href="http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind" target="_blank">read more</a></p> http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind#comments RIAs Technology Business Planning Viewpoints Wed, 13 Jul 2016 14:37:00 +0000 1235661 at http://wealthmanagement.com JOZSEF HUNOR VILHELEM/iStock/Thinkstock