RIAs http://wealthmanagement.com/taxonomy/term/39411/more en Custody Market's Evolution Leaving Private Wealth Managers Behind http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind <div class="field-byline"> Scott Sumner </div> <div class="node-body article-body">As global custodians have grown in scale following a period of consolidation and rapid innovation, RIAs and family offices are finding that an automated and impersonal custody offering actually cuts against the value proposition they offer to clients.</div> <p><a href="http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind" target="_blank">read more</a></p> http://wealthmanagement.com/technology/custody-markets-evolution-leaving-private-wealth-managers-behind#comments RIAs Technology Business Planning Viewpoints Wed, 13 Jul 2016 14:37:00 +0000 1235661 at http://wealthmanagement.com JOZSEF HUNOR VILHELEM/iStock/Thinkstock Planning for Growth http://wealthmanagement.com/ibds/planning-growth <div class="node-body article-body">Wealth Enhancement Group taps its financial planning expertise for future expansion.</div> <p><a href="http://wealthmanagement.com/ibds/planning-growth" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/planning-growth#comments IBDs RIAs Fri, 08 Jul 2016 10:11:00 +0000 1217571 at http://wealthmanagement.com <p>Jeff Dekko&nbsp;of&nbsp;Wealth Enhancement Group is looking for companies with both strong financial planning capabilities and a shared interest in having a larger national presence in that space.&nbsp;</p> Lebenthal Team Jumps Ship to Dynasty http://wealthmanagement.com/rias/lebenthal-team-jumps-ship-dynasty <div class="node-body article-body">An advisor team with about $750 million in assets has left Lebenthal Wealth Advisors to launch their own firm with the help of Dynasty Financial Partners. </div> <p><a href="http://wealthmanagement.com/rias/lebenthal-team-jumps-ship-dynasty" target="_blank">read more</a></p> http://wealthmanagement.com/rias/lebenthal-team-jumps-ship-dynasty#comments RIAs Thu, 07 Jul 2016 20:55:00 +0000 1230881 at http://wealthmanagement.com <p>Former Lebenthal advisors&nbsp;<span style="font-size: 12.8px; line-height: 20px;">Carrie&nbsp;</span>Gallaway (left)<span style="font-size: 12.8px; line-height: 20px;">&nbsp;and Andrew Stern (right)&nbsp;have formed YorkBridge Wealth Partners.</span></p> An Unexpected Peril of Going Independent: Employment Claims http://wealthmanagement.com/blog/unexpected-peril-going-independent-employment-claims <div class="node-body blog-body">Many independent advisors don’t know what’s involved in hiring employees, and it’s resulting in a fast-growing segment of RIA litigation: employment-related claims. </div> <p><a href="http://wealthmanagement.com/blog/unexpected-peril-going-independent-employment-claims" target="_blank">read more</a></p> http://wealthmanagement.com/blog/unexpected-peril-going-independent-employment-claims#comments RIAs Blogs Regulation & Compliance Rulebook Thu, 07 Jul 2016 19:58:00 +0000 1230771 at http://wealthmanagement.com Morgan Stanley Loses $600 Million Team to Independence http://wealthmanagement.com/rias/morgan-stanley-loses-600-million-team-independence <div class="node-body article-body">A Morgan Stanley team with about $600 million in assets left the wirehouse and joined with an existing RIA to launch a new independent firm called One Seven, to focus not just on clients’ wealth management, but their physical and mental health as well. </div> <p><a href="http://wealthmanagement.com/rias/morgan-stanley-loses-600-million-team-independence" target="_blank">read more</a></p> http://wealthmanagement.com/rias/morgan-stanley-loses-600-million-team-independence#comments RIAs Wed, 06 Jul 2016 21:03:00 +0000 1229661 at http://wealthmanagement.com <p>Todd Resnick (left) is teaming up with Ron Gross (right) to create a new RIA, One Seven.</p> North Americans Want Robo Advice From Banks http://wealthmanagement.com/blog/north-americans-want-robo-advice-banks <div class="node-body blog-body">North Americans want automated advice from banks, IFP becomes an OSJ at LPL and Harvard Business School offers impact investing courses.</div> <p><a href="http://wealthmanagement.com/blog/north-americans-want-robo-advice-banks" target="_blank">read more</a></p> http://wealthmanagement.com/blog/north-americans-want-robo-advice-banks#comments RIAs Technology Blogs Mutual Funds The Daily Brief Fri, 01 Jul 2016 10:00:00 +0000 1224851 at http://wealthmanagement.com Another New Regulatory Burden Coming for RIAs http://wealthmanagement.com/regulation-compliance/another-new-regulatory-burden-coming-rias <div class="node-body article-body">This time, the Department of the Treasury’s anti-money laundering rules will extend to registered investment advisors. Your firm will need to make some changes. </div> <p><a href="http://wealthmanagement.com/regulation-compliance/another-new-regulatory-burden-coming-rias" target="_blank">read more</a></p> http://wealthmanagement.com/regulation-compliance/another-new-regulatory-burden-coming-rias#comments RIAs Regulation & Compliance Thu, 30 Jun 2016 17:01:00 +0000 1224581 at http://wealthmanagement.com Copyright Mark Wilson, Getty Images HighTower Adds $300 Million Team From Securities America http://wealthmanagement.com/rias/hightower-adds-300-million-team-securities-america <div class="node-body article-body">HighTower Advisors has recruited an advisor team with about $300 million in assets from Securities America.</div> <p><a href="http://wealthmanagement.com/rias/hightower-adds-300-million-team-securities-america" target="_blank">read more</a></p> http://wealthmanagement.com/rias/hightower-adds-300-million-team-securities-america#comments RIAs Wed, 29 Jun 2016 20:51:00 +0000 1223631 at http://wealthmanagement.com New SEC Proposal Will Force Advisors to Plan for Succession http://wealthmanagement.com/industry/new-sec-proposal-will-force-advisors-plan-succession <div class="node-body article-body">The SEC proposed a rule Tuesday that would require investment advisors to put in place business continuity and transition plans.</div> <p><a href="http://wealthmanagement.com/industry/new-sec-proposal-will-force-advisors-plan-succession" target="_blank">read more</a></p> http://wealthmanagement.com/industry/new-sec-proposal-will-force-advisors-plan-succession#comments IBDs Industry RIAs Tue, 28 Jun 2016 21:09:00 +0000 1222281 at http://wealthmanagement.com Copyright Mark Wilson, Getty Images Increased Competition, DOL Can't Shake Advisor Optimism http://wealthmanagement.com/blog/increased-competition-dol-cant-shake-advisor-optimism <div class="node-body blog-body">According to Schwab's latest Independent Advisor Outlook Study, most advisors remain optimistic for growth despite increased challenges. </div> <p><a href="http://wealthmanagement.com/blog/increased-competition-dol-cant-shake-advisor-optimism" target="_blank">read more</a></p> http://wealthmanagement.com/blog/increased-competition-dol-cant-shake-advisor-optimism#comments Industry RIAs Indie Advisor Thu, 16 Jun 2016 19:41:00 +0000 1211541 at http://wealthmanagement.com