RIAs http://wealthmanagement.com/taxonomy/term/39411/more en Savant Capital Picks Up Chicago-Area RIA http://wealthmanagement.com/blog/savant-capital-picks-chicago-area-ria <div class="node-body blog-body"><p>Savant Capital Management expanded its presence in the Chicago market and boosted its assets to nearly $4.5 billion with the recent acquisition of <a href="http://www.orion-capital.com/">Orion Capital Management</a>.</p> <p>Winnetka, Ill.-based Orion is a fee-only independent registered investment advisor with six employees and $150 million in assets under management. The move to join Savant was a good growth opportunity for Orion, the firm&rsquo;s president and founder James W. Kyle Sr. said in a statement Thursday.</p></div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/indie-advisor">Indie Advisor</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/savant-capital-picks-chicago-area-ria" target="_blank">read more</a></p> http://wealthmanagement.com/blog/savant-capital-picks-chicago-area-ria#comments RIAs Blogs Indie Advisor Thu, 21 May 2015 20:00:00 +0000 901911 at http://wealthmanagement.com RIA Suing SEC Hit with Fraud Charges http://wealthmanagement.com/legal/ria-suing-sec-hit-fraud-charges <div class="node-body article-body">The Atlanta-based investment advisory firm who challenged the Securities and Exchange Commission’s use of internal administrative proceedings has been officially slapped with fraud charges by the regulator.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/legal/ria-suing-sec-hit-fraud-charges" target="_blank">read more</a></p> http://wealthmanagement.com/legal/ria-suing-sec-hit-fraud-charges#comments Legal RIAs Thu, 21 May 2015 17:50:00 +0000 901471 at http://wealthmanagement.com LPL Incentivizes Hybrid RIAs to Bring Assets Over http://wealthmanagement.com/ibds/lpl-incentivizes-hybrid-rias-bring-assets-over <div class="node-body article-body">LPL is offering hybrid advisors up to $100,000 to move their assets held elsewhere to LPL’s advisory platforms. </div> <div class="field-stocksymbols"> <span>Stock Symbols:&nbsp;</span> LPLA </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/ibds/lpl-incentivizes-hybrid-rias-bring-assets-over" target="_blank">read more</a></p> http://wealthmanagement.com/ibds/lpl-incentivizes-hybrid-rias-bring-assets-over#comments IBDs RIAs Thu, 14 May 2015 13:52:00 +0000 893591 at http://wealthmanagement.com A New Exit Strategy for Advisors in Carson’s Alliance http://wealthmanagement.com/rias/new-exit-strategy-advisors-carson-s-alliance <div class="node-body article-body">Advisors in Ron Carson’s Alliance now have the option to sell their practice after two years, through an all-cash deal and with pre-determined multiples.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/new-exit-strategy-advisors-carson-s-alliance" target="_blank">read more</a></p> http://wealthmanagement.com/rias/new-exit-strategy-advisors-carson-s-alliance#comments RIAs Practice Planning Fri, 01 May 2015 15:39:00 +0000 863521 at http://wealthmanagement.com <p>Ron Carson</p> Frontier Wealth Lands 4 UBS Brokers Who Managed $750 Million http://wealthmanagement.com/rias/frontier-wealth-lands-4-ubs-brokers-who-managed-750-million <div class="field-byline"> Elizabeth Dilts </div> <div class="node-body article-body">Frontier Wealth Management, an independent registered investment advisor with five offices in the Midwest, landed a team of four established financial advisers from UBS Group AG, where they had managed $750 million in assets.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/frontier-wealth-lands-4-ubs-brokers-who-managed-750-million" target="_blank">read more</a></p> http://wealthmanagement.com/rias/frontier-wealth-lands-4-ubs-brokers-who-managed-750-million#comments People RIAs Wed, 29 Apr 2015 15:09:00 +0000 855381 at http://wealthmanagement.com Private Equity, Banks Get Back in the RIA Deal Game http://wealthmanagement.com/blog/private-equity-banks-get-back-ria-deal-game <div class="node-body blog-body">After essentially sitting on the sidelines during 2014, private equity firms and banks were again buying up RIAs in the first quarter of 2015, according to DeVoe & Company. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/indie-advisor">Indie Advisor</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/private-equity-banks-get-back-ria-deal-game" target="_blank">read more</a></p> http://wealthmanagement.com/blog/private-equity-banks-get-back-ria-deal-game#comments RIAs Blogs Third-Party Research Indie Advisor Fri, 24 Apr 2015 13:57:00 +0000 845701 at http://wealthmanagement.com Tittsworth Resurfaces at Law Firm Ropes & Gray http://wealthmanagement.com/rias/tittsworth-resurfaces-law-firm-ropes-gray <div class="node-body article-body">David Tittsworth, the former president and CEO of the Investment Adviser Association, has come out of retirement to join the investment management practice at law firm Ropes & Gray. </div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/tittsworth-resurfaces-law-firm-ropes-gray" target="_blank">read more</a></p> http://wealthmanagement.com/rias/tittsworth-resurfaces-law-firm-ropes-gray#comments People RIAs Wed, 22 Apr 2015 13:55:00 +0000 842691 at http://wealthmanagement.com Women Retire Poorer http://wealthmanagement.com/blog/women-retire-poorer <div class="node-body blog-body">RIAs need to view technology as an investment, not a cost, according to the RIA in a Box Compliance Blog. And those firms that are aggressive in adopting new technologies are also the ones that grow the fastest.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/women-retire-poorer" target="_blank">read more</a></p> http://wealthmanagement.com/blog/women-retire-poorer#comments Industry RIAs Blogs Business Planning Strategies Philanthropy Careers The Daily Brief Wed, 15 Apr 2015 09:00:00 +0000 835881 at http://wealthmanagement.com Amid Low M&A Activity, United Capital Scoops Up Two Firms http://wealthmanagement.com/rias/amid-low-ma-activity-united-capital-scoops-two-firms <div class="node-body article-body">While industry mergers and acquisitions have been drying up, United Capital Financial Advisers has just purchased two registered investment advisor firms with a combined $625 million in assets.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/rias/amid-low-ma-activity-united-capital-scoops-two-firms" target="_blank">read more</a></p> http://wealthmanagement.com/rias/amid-low-ma-activity-united-capital-scoops-two-firms#comments RIAs Tue, 14 Apr 2015 16:50:00 +0000 835761 at http://wealthmanagement.com New Partnership Brings Client Segmentation to Fidelity RIAs http://wealthmanagement.com/blog/new-partnership-brings-client-segmentation-fidelity-rias <div class="node-body blog-body">Fidelity has partnered with FirstPoint, a firm that specializes in emerging affluent investors, to help RIAs segment and scale their businesses. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/intelligent-advisor">Intelligent Advisor</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/new-partnership-brings-client-segmentation-fidelity-rias" target="_blank">read more</a></p> http://wealthmanagement.com/blog/new-partnership-brings-client-segmentation-fidelity-rias#comments RIAs Intelligent Advisor Wed, 08 Apr 2015 20:48:00 +0000 832621 at http://wealthmanagement.com