Industry http://wealthmanagement.com/taxonomy/term/23611/more en Raymond James Buys Canada’s MacDougall MacDougall & MacTier http://wealthmanagement.com/industry/raymond-james-buys-canada-s-macdougall-macdougall-mactier <div class="field-byline"> Doug Alexander </div> <div class="node-body article-body">Raymond James Financial Inc. agreed to acquire Canadian private-wealth manager MacDougall MacDougall & MacTier Inc., the latest in a series of takeovers by the U.S. financial services firm.</div> <p><a href="http://wealthmanagement.com/industry/raymond-james-buys-canada-s-macdougall-macdougall-mactier" target="_blank">read more</a></p> http://wealthmanagement.com/industry/raymond-james-buys-canada-s-macdougall-macdougall-mactier#comments Industry Tue, 31 May 2016 14:16:00 +0000 1196451 at http://wealthmanagement.com Don't Lie, Don't Cheat, Don't Start Rumors, says New FX Code http://wealthmanagement.com/regulation-compliance/dont-lie-dont-cheat-dont-start-rumors-says-new-fx-code <div class="field-byline"> Patrick Graham </div> <div class="node-body article-body">The first global code of conduct for currency trading has banned dealers from lying and starting false rumours as part of new guidelines aimed at rebuilding trust in a foreign exchange market plagued by scandals and accusations of manipulation.</div> <p><a href="http://wealthmanagement.com/regulation-compliance/dont-lie-dont-cheat-dont-start-rumors-says-new-fx-code" target="_blank">read more</a></p> http://wealthmanagement.com/regulation-compliance/dont-lie-dont-cheat-dont-start-rumors-says-new-fx-code#comments Industry Regulation & Compliance Tue, 31 May 2016 13:27:00 +0000 1194031 at http://wealthmanagement.com Copyright David Silverman, Getty Images Wall Street Focuses On Rookie Advisors To Ramp Up Fee-Based Business Because Teaching Old Dogs New Tricks Is Tough http://wealthmanagement.com/wirehouse/wall-street-focuses-rookie-advisors-ramp-fee-based-business-because-teaching-old-dogs-new- <div class="node-body article-body">Wirehouses are making an active effort to encourage advisors to become adherents of the fee-based religion. </div> <p><a href="http://wealthmanagement.com/wirehouse/wall-street-focuses-rookie-advisors-ramp-fee-based-business-because-teaching-old-dogs-new-" target="_blank">read more</a></p> http://wealthmanagement.com/wirehouse/wall-street-focuses-rookie-advisors-ramp-fee-based-business-because-teaching-old-dogs-new-#comments Industry Portfolio Strategy & Asset Allocation Wirehouse Tue, 31 May 2016 11:00:00 +0000 1196311 at http://wealthmanagement.com Copyright Spencer Platt, Getty Images Summer Reading List of “Best Books” For Financial Advisors – 2016 Edition http://wealthmanagement.com/marketing/summer-reading-list-best-books-financial-advisors-2016-edition <div class="field-byline"> Michael Kitces </div> <div class="node-body article-body">It’s Memorial Day once again, which means the busy spring conference season is coming to an end, and it’s time for the annual summer slowdown for most advisory firms.</div> <p><a href="http://wealthmanagement.com/marketing/summer-reading-list-best-books-financial-advisors-2016-edition" target="_blank">read more</a></p> http://wealthmanagement.com/marketing/summer-reading-list-best-books-financial-advisors-2016-edition#comments Industry Business Planning Nerd's Eye View Marketing Mon, 30 May 2016 11:01:00 +0000 1195851 at http://wealthmanagement.com Copyright Peter Macdiarmid, Getty Images BlackRock Is an ‘Active’ Player in Europe’s Craze for Long Bonds http://wealthmanagement.com/industry/blackrock-active-player-europe-s-craze-long-bonds <div class="field-byline"> Lukanyo Mnyanda, Guy Johnson and Matthew Miller </div> <div class="node-body article-body">BlackRock says it snapped up some of the euro region’s long-dated government bond issues recently, attracted by their relatively high yields as well as signs of economic progress in the countries concerned.</div> <p><a href="http://wealthmanagement.com/industry/blackrock-active-player-europe-s-craze-long-bonds" target="_blank">read more</a></p> http://wealthmanagement.com/industry/blackrock-active-player-europe-s-craze-long-bonds#comments News Industry Fri, 27 May 2016 16:04:00 +0000 1195041 at http://wealthmanagement.com RBC Profit Beats Estimates on Gains in Wealth Management, Retail http://wealthmanagement.com/industry/rbc-profit-beats-estimates-gains-wealth-management-retail <div class="field-byline"> Doug Alexander </div> <div class="field-deck"> Royal Bank posts record earnings in personal and commercial. </div> <div class="node-body article-body">Royal Bank posts record earnings in personal and commercial.</div> <p><a href="http://wealthmanagement.com/industry/rbc-profit-beats-estimates-gains-wealth-management-retail" target="_blank">read more</a></p> http://wealthmanagement.com/industry/rbc-profit-beats-estimates-gains-wealth-management-retail#comments News Industry Thu, 26 May 2016 15:31:00 +0000 1194001 at http://wealthmanagement.com cozyta/iStock/Thinkstock You’re Worth It http://wealthmanagement.com/blog/you-re-worth-it <div class="node-body blog-body">Investors find value in professional advice, Fidelity’s Managed Account platform hits $150 billion and why advisors should not be friends with clients.</div> <p><a href="http://wealthmanagement.com/blog/you-re-worth-it" target="_blank">read more</a></p> http://wealthmanagement.com/blog/you-re-worth-it#comments Industry Technology Blogs Client Relations The Daily Brief Thu, 26 May 2016 10:00:00 +0000 1193131 at http://wealthmanagement.com Institute for Fiduciary Standard Launches ‘Campaign for Investors’ http://wealthmanagement.com/industry/institute-fiduciary-standard-launches-campaign-investors <div class="field-deck"> New campaign will help investors find and screen fiduciary advisors </div> <div class="node-body article-body">New campaign will help investors find and screen fiduciary advisors </div> <p><a href="http://wealthmanagement.com/industry/institute-fiduciary-standard-launches-campaign-investors" target="_blank">read more</a></p> http://wealthmanagement.com/industry/institute-fiduciary-standard-launches-campaign-investors#comments Industry Wed, 25 May 2016 20:08:00 +0000 1193231 at http://wealthmanagement.com Cetera Out of Bankruptcy http://wealthmanagement.com/industry/cetera-out-bankruptcy <div class="field-deck"> The firm’s parent company RCAP officially emerged from bankruptcy this week, with an infusion of fresh capital, a former LPL exec on the board and a new name. </div> <div class="node-body article-body">The firm’s parent company RCAP officially emerged from bankruptcy this week, with an infusion of fresh capital, a former LPL exec on the board and a new name. </div> <p><a href="http://wealthmanagement.com/industry/cetera-out-bankruptcy" target="_blank">read more</a></p> http://wealthmanagement.com/industry/cetera-out-bankruptcy#comments Industry Wed, 25 May 2016 17:06:00 +0000 1193051 at http://wealthmanagement.com Congress To Weigh Spending Cuts to U.S. Securities Regulator http://wealthmanagement.com/industry/congress-weigh-spending-cuts-us-securities-regulator <div class="field-byline"> Lisa Lambert </div> <div class="node-body article-body">The U.S. House of Representatives will consider shaving $50 million off the budget of the top U.S. securities regulator, despite pleas to boost the agency's funding, in an appropriations hearing on Wednesday.</div> <p><a href="http://wealthmanagement.com/industry/congress-weigh-spending-cuts-us-securities-regulator" target="_blank">read more</a></p> http://wealthmanagement.com/industry/congress-weigh-spending-cuts-us-securities-regulator#comments Industry Wed, 25 May 2016 12:13:00 +0000 1191961 at http://wealthmanagement.com Copyright Chip Somodevilla, Getty Images