Industry en For Independent RIAs, The Times Are A-Changin' <div class="node-body blog-body">Schwab's 20th annual Independent Advisor Outlook Study looked at how the industry has changed, and where it's going. </div> <p><a href="" target="_blank">read more</a></p> Industry Intelligent Advisor Wed, 26 Oct 2016 20:19:00 +0000 1387821 at <p>Bernie Clark speaks at the Schwab IMPACT 2016 Conference in San Diego.</p> Schwab: FINRA Could Come Back to Haunt RIAs <div class="node-body article-body">The brokerage industry could push for a common rulebook for investment advisors, reviving the idea of FINRA as the SRO. “Even bad ideas never die,” said Schwab’s head of legislative and regulatory affairs. </div> <p><a href="" target="_blank">read more</a></p> Industry Wed, 26 Oct 2016 19:23:00 +0000 1387791 at <p>Jeff Brown (left), senior vice president and head of legislative and regulatory affairs at Charles Schwab, discusses regulatory issues at the annual Schwab IMPACT conference on Wednesday.</p> Ignore the Anti-HFT Crowd. Wall Street’s Speed Demons Are Heroes <div class="field-byline"> Camila Russo and John Detrixhe </div> <div class="node-body article-body">Since 2013, positive research on high-frequency trading has outnumbered negative by a 2-1 margin.</div> <p><a href="" target="_blank">read more</a></p> Industry Equities Wed, 26 Oct 2016 13:47:00 +0000 1386981 at Why Women Aren't CEOs of Finserv Firms <div class="node-body blog-body">Why women aren't leading finserv firms, women are unhappy about their career progress and Addepar passes $500 billion in assets.</div> <p><a href="" target="_blank">read more</a></p> Industry Technology Blogs Careers The Daily Brief Wed, 26 Oct 2016 10:00:00 +0000 1385911 at Morgan Stanley CEO Gorman Takes Aim at Quarterly Reporting <div class="field-byline"> Olivia Oran </div> <div class="node-body article-body">Morgan Stanley Chief Executive Officer James Gorman questioned the need for U.S. companies to report earnings every quarter, calling the practice "asinine."</div> <p><a href="" target="_blank">read more</a></p> Industry Equities Tue, 25 Oct 2016 19:55:00 +0000 1385951 at <p>Morgan Stanley CEO James Gorman</p> The New Challenge for RIAs: To Re-Differentiate Themselves <div class="node-body article-body">The challenge for RIAs over the next 20 years is to re-differentiate themselves from those brokers trying to emulate their success.</div> <p><a href="" target="_blank">read more</a></p> Industry Tue, 25 Oct 2016 19:08:00 +0000 1385931 at <p>Charles Schwab CEO Walt&nbsp;<span data-scayt-lang="en_US" data-scayt-word="Bettinger">Bettinger</span>&nbsp;(right) and Schwab Advisor Services chief Bernie Clark kick off the 2016 Schwab IMPACT conference on Tuesday.</p> Photo provided by Schwab Commonwealth to Eliminate Commission-Based Products in Retirement Accounts <div class="node-body article-body">The independent broker/dealer could have continued to offer these products, but its leadership foresaw an uphill battle that just wasn’t worth the fight.</div> <p><a href="" target="_blank">read more</a></p> Industry Legal Retirement Planning Tue, 25 Oct 2016 16:32:00 +0000 1385621 at U.S. Regulators, Wary of Shocks, Want More Bond Market Data <div class="field-byline"> Jonathan Spicer and Richard Leong </div> <div class="node-body article-body">Securities and Exchange Commission Chair Mary Jo White wants a bigger role for her agency in regulating Treasuries.</div> <p><a href="" target="_blank">read more</a></p> Industry Fixed Income Tue, 25 Oct 2016 13:24:00 +0000 1383151 at <p>SEC Chair Mary Jo White wants a bigger role in regulating Treasuries.</p> Copyright T.J. Kirkpatrick, Getty Images TD Ameritrade Faces Scrutiny Over Scottrade Purchase <div class="field-byline"> Matt Scuffham </div> <div class="node-body article-body">TD Ameritrade's acquisition of Scottrade, which combines two of the United States' "big five brokerages," is expected to trigger antitrust scrutiny from regulators.</div> <p><a href="" target="_blank">read more</a></p> Industry Tue, 25 Oct 2016 13:15:00 +0000 1382251 at Disgraced Financial Advisor Apologizes <div class="node-body blog-body">Jeff Rubin apologizes for losing a number of NFL clients close to $43 million, Americans want more from their banks and SS&C acquires Salentica.</div> <p><a href="" target="_blank">read more</a></p> Industry People Technology Blogs The Daily Brief Tue, 25 Oct 2016 10:00:00 +0000 1383511 at