Industry http://wealthmanagement.com/taxonomy/term/23611/more en Too Big to Fail? http://wealthmanagement.com/blog/too-big-fail <div class="node-body blog-body">Vanguard experienced net inflow of $219 billion into U.S. mutual funds and ETFs in 2014, and is predicted to command 20 percent of total industry assets by the end of 2015.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/too-big-fail" target="_blank">read more</a></p> http://wealthmanagement.com/blog/too-big-fail#comments Industry Blogs Fixed Income Asset Management Retirement Planning The Daily Brief Fri, 27 Mar 2015 09:00:00 +0000 823121 at http://wealthmanagement.com Market Forces Driving Advisors Towards Riskier Portfolios http://wealthmanagement.com/blog/market-forces-driving-advisors-towards-riskier-portfolios <div class="node-body blog-body">Due to low interest rates and stressed insurers, advisors are replacing variable annuities with dividend-paying equities as a retirement income strategy. </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/advisor-intelligence">Advisor Intelligence </a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/market-forces-driving-advisors-towards-riskier-portfolios" target="_blank">read more</a></p> http://wealthmanagement.com/blog/market-forces-driving-advisors-towards-riskier-portfolios#comments Industry Blogs Advisor Intelligence Thu, 26 Mar 2015 20:58:00 +0000 823971 at http://wealthmanagement.com Leon Cooperman's Omega Advisors Gets Federal Subpoenas http://wealthmanagement.com/regulation-compliance/leon-coopermans-omega-advisors-gets-federal-subpoenas <div class="node-body article-body">Leon Cooperman's Omega Advisors Inc told clients earlier this week that it has been subpoenaed by federal prosecutors and regulators seeking information about its trading activities in certain securities, according to a letter seen by Reuters on Thursday.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/regulation-compliance/leon-coopermans-omega-advisors-gets-federal-subpoenas" target="_blank">read more</a></p> http://wealthmanagement.com/regulation-compliance/leon-coopermans-omega-advisors-gets-federal-subpoenas#comments Industry Legal Regulation & Compliance Thu, 26 Mar 2015 19:00:00 +0000 823171 at http://wealthmanagement.com <p>Leon Cooperman</p> Oppenheimer to Pay Fine for Lax Supervision of Broadway Scam Broker http://wealthmanagement.com/industry/oppenheimer-pay-fine-lax-supervision-broadway-scam-broker <div class="node-body article-body">Wall Street's watchdog sanctioned Oppenheimer & Co a total of $3.75 million on Thursday for failing to supervise a former broker who is now serving a prison sentence for defrauding the producers of Broadway production "Rebecca - The Musical."</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/industry/oppenheimer-pay-fine-lax-supervision-broadway-scam-broker" target="_blank">read more</a></p> http://wealthmanagement.com/industry/oppenheimer-pay-fine-lax-supervision-broadway-scam-broker#comments Industry Thu, 26 Mar 2015 17:19:00 +0000 823071 at http://wealthmanagement.com Health Trumps Wealth http://wealthmanagement.com/blog/health-trumps-wealth <div class="node-body blog-body">Eighty percent of retirees in better health report having a positive experience in retirement, compared to only 59 percent of those in poorer health.</div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/health-trumps-wealth" target="_blank">read more</a></p> http://wealthmanagement.com/blog/health-trumps-wealth#comments Industry Legal Blogs Retirement Planning The Daily Brief Thu, 26 Mar 2015 09:00:00 +0000 822911 at http://wealthmanagement.com Sixty Seconds with Sallie Krawcheck http://wealthmanagement.com/people/sixty-seconds-sallie-krawcheck <div class="field-deck"> Chair of Ellevate Network </div> <div class="node-body article-body">REP. asked the former president of Bank of America’s global wealth and investment division a few questions about herself.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/people/sixty-seconds-sallie-krawcheck" target="_blank">read more</a></p> http://wealthmanagement.com/people/sixty-seconds-sallie-krawcheck#comments Industry People Thu, 26 Mar 2015 04:59:00 +0000 822631 at http://wealthmanagement.com <p>The chair of the Ellevate Network about her mentor, who she was named after and shares her guilty pleasures.</p> SEC Trims States' Purview on Stock Offerings Under $50 Million http://wealthmanagement.com/industry/sec-trims-states-purview-stock-offerings-under-50-million <div class="node-body article-body">U.S. regulators adopted a new rule Wednesday that will scale back the states' powers to police some public stock offerings, a move that advocates say will spur more capital-raising and critics claim could lead to more fraud.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/industry/sec-trims-states-purview-stock-offerings-under-50-million" target="_blank">read more</a></p> http://wealthmanagement.com/industry/sec-trims-states-purview-stock-offerings-under-50-million#comments Industry Legal Wed, 25 Mar 2015 18:12:00 +0000 822871 at http://wealthmanagement.com U.S. SEC Proposes More Oversight for High-Speed Traders http://wealthmanagement.com/industry/us-sec-proposes-more-oversight-high-speed-traders <div class="field-byline"> Reuters </div> <div class="node-body article-body">High-speed stock trading firms that execute transactions away from exchanges would be subject to greater regulatory oversight under a proposal unveiled on Wednesday by the U.S. Securities and Exchange Commission.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/industry/us-sec-proposes-more-oversight-high-speed-traders" target="_blank">read more</a></p> http://wealthmanagement.com/industry/us-sec-proposes-more-oversight-high-speed-traders#comments Industry Legal News Wed, 25 Mar 2015 17:16:00 +0000 822831 at http://wealthmanagement.com Edelman's XT ETF http://wealthmanagement.com/blog/edelmans-xt-etf <div class="node-body blog-body">Ric Edelman’s “exponential technology” strategy for investment management is now a BlackRock ETF. </div> <div class="field-content-focus"> <span>Content Classification:&nbsp;</span> Curated </div> <div class="og_rss_groups"><ul class="links"><li class="og_links first last"><a href="/blog/daily-brief">The Daily Brief</a></li> </ul></div><p><a href="http://wealthmanagement.com/blog/edelmans-xt-etf" target="_blank">read more</a></p> http://wealthmanagement.com/blog/edelmans-xt-etf#comments Industry Alternative Investments Blogs ETFs Marketing The Daily Brief Wed, 25 Mar 2015 09:00:00 +0000 821931 at http://wealthmanagement.com U.S. Appeals Court Questions Challenge to SEC Pay-to-Play Rule http://wealthmanagement.com/legal/us-appeals-court-questions-challenge-sec-pay-play-rule <div class="node-body article-body">A U.S. federal appeals court raised doubts on Monday about whether two state Republican parties can legally challenge a federal pay-to-play rule that puts restrictions on investment advisers who make contributions to certain political candidates.</div> <div class="og_rss_groups"></div><p><a href="http://wealthmanagement.com/legal/us-appeals-court-questions-challenge-sec-pay-play-rule" target="_blank">read more</a></p> http://wealthmanagement.com/legal/us-appeals-court-questions-challenge-sec-pay-play-rule#comments Industry Legal Mon, 23 Mar 2015 17:10:00 +0000 821021 at http://wealthmanagement.com Copyright Chip Somodevilla, Getty Images