Archive http://wealthmanagement.com/taxonomy/term/23307/more en Fidelity Eloqua Testing http://wealthmanagement.com/archive/fidelity-eloqua-testing <div class="node-body article-body">Testing Fidelity Eloqua</div> <p><a href="http://wealthmanagement.com/archive/fidelity-eloqua-testing" target="_blank">read more</a></p> http://wealthmanagement.com/archive/fidelity-eloqua-testing#comments Archive Wed, 16 Sep 2015 16:46:00 +0000 991921 at http://wealthmanagement.com Education in a Flash http://wealthmanagement.com/education-flash <fieldset class="fieldgroup group-images"> </fieldset> <div class="node-body curated_topic-body">The latest webinars, white papers and market research for wealth professionals.</div> <p><a href="http://wealthmanagement.com/education-flash" target="_blank">read more</a></p> Archive Wed, 22 Apr 2015 20:20:00 +0000 843581 at http://wealthmanagement.com Ten to Watch: Justin Wisz http://wealthmanagement.com/ten-watch-2015/ten-watch-justin-wisz <div class="field-deck"> The Content Marketer </div> <div class="node-body article-body">Marketing is one activity advisors fret about but few do well, if at all. The same goes for social media. Vestorly, a New York City-based startup co-founded by Justin Wisz, may finally help them put some teeth into their efforts.</div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-justin-wisz" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-justin-wisz#comments People Archive Technology Ten to Watch 2015 Mon, 25 Aug 2014 13:47:00 +0000 612831 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Justin Wisz</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 29</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: Co-founder, CEO of Vestorly</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: New York</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A., Hampden-Sydney College</p> Illustration by Ivan Canu Ten to Watch: Racquel Oden http://wealthmanagement.com/ten-watch-2015/ten-watch-racquel-oden <div class="field-deck"> The Trainer </div> <div class="node-body article-body">Anyone tapped to revamp a national brokerage’s training program has a lot of work to do, but at Merrill Lynch, Racquel Oden may have the right touch. </div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-racquel-oden" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-racquel-oden#comments People Archive Ten to Watch 2015 Wirehouse Fri, 22 Aug 2014 13:44:00 +0000 612821 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Racquel Oden</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: Refuses to disclose</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: Head of advisor strategy and development for Merrill Lynch Wealth Management&nbsp;</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: New York</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A. in political science, James Madison University; M.B.A., Hampton University</p> Illustration by Ivan Canu Ten to Watch: Alan Moore http://wealthmanagement.com/ten-watch-2015/ten-watch-alan-moore <div class="field-deck"> The Next-Gen Link </div> <div class="node-body article-body">When you hear industry pundits fretting about the lack of next-gen advisors, consider Alan Moore and his cohorts. Moore founded his own fee-only advisory firm at 25 and two years later co-launched a network to support other young advisors. </div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-alan-moore" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-alan-moore#comments People RIAs Archive Ten to Watch 2015 Wed, 20 Aug 2014 13:35:00 +0000 612801 at http://wealthmanagement.com <p class="p1" style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Alan&nbsp;<span class="s1" style="font-size: 13px;">Moore</span></p> <p class="p2" style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>:<span class="s2" style="font-size: 13px;">&nbsp;27</span></p> <p class="p3" style="font-size: 13px; line-height: 20px;"><span class="s3" style="font-size: 13px;"><strong style="font-size: 13px;">Position</strong>:</span>&nbsp;Co-founder of XY&nbsp;Planning Network and founder of&nbsp;Serenity Financial Consulting</p> <p class="p3" style="font-size: 13px; line-height: 20px;"><span class="s3" style="font-size: 13px;"><strong style="font-size: 13px;">Location</strong>:</span>&nbsp;Bozeman, Mont.</p> <p class="p3" style="font-size: 13px; line-height: 20px;"><span class="s3" style="font-size: 13px;"><strong style="font-size: 13px;">Education</strong>:</span>&nbsp;Bachelor&rsquo;s in&nbsp;family financial planning and consumer economics and M.S.&nbsp;in family financial planning,&nbsp;University of Georgia</p> Illustration by Ivan Canu Ten to Watch: Robert Lewis http://wealthmanagement.com/ten-watch-2015/ten-watch-robert-lewis <div class="field-deck"> The Advocate </div> <div class="node-body article-body">The true mark of a good lobbyist is their ability to effect change for their organization without becoming the news themselves. You may not have heard of Robert Lewis, who joined the Financial Services Institute in March 2012, but as head of the group’s legislative affairs, he’s has had a hand in many industry issues.</div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-robert-lewis" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-robert-lewis#comments Legal People Archive Ten to Watch 2015 Mon, 18 Aug 2014 13:34:00 +0000 612791 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>:&nbsp;<span style="font-size: 13px;">Robert Lewis</span></p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 35</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: Vice president of legislative affairs for the Financial Services Institute&nbsp;</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: Washington, D.C.</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A. in political science, Morehouse College; J.D., Catholic University of America, Columbus School of Law</p> Illustration by Ivan Canu Ten to Watch: Lee Kranefuss http://wealthmanagement.com/ten-watch-2015/ten-watch-lee-kranefuss <div class="field-deck"> The Comeback King </div> <div class="node-body article-body">The U.S. ETF market is a crowded place; 80 percent of the assets are tied to three firms—iShares, Vanguard and State Street. So getting a slice of the market is a daunting task, but Lee Kranefuss, "the father of ETFs" knows his way around the territory. </div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-lee-kranefuss" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-lee-kranefuss#comments People Archive Ten to Watch 2015 ETFs Fri, 15 Aug 2014 13:32:00 +0000 612781 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Lee&nbsp; Kranefuss</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 52</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: Executive-in-Residence, Warburg Pincus; executive&nbsp;chairman, Source</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: London</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.S. in Electrical Engineering, Cornell; MBA,&nbsp;Wharton School of the&nbsp;University of Pennsylvania</p> Illustration by Ivan Canu Ten to Watch: Jane Jarcho http://wealthmanagement.com/ten-watch-2015/ten-watch-jane-jarcho <div class="field-deck"> The Examiner </div> <div class="node-body article-body">Most investment advisors don't have to worry about being audited too often. The Securities and Exchange Commission only examines 9 percent of its registrants per year, and 40 percent of advisors have never gone through an SEC examination. But Jane Jarcho, head of exams for investment advisors and investment companies, is trying hard to change that. </div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-jane-jarcho" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-jane-jarcho#comments Legal People Archive Ten to Watch 2015 Wed, 13 Aug 2014 13:30:00 +0000 612771 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Jane Jarcho</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 53</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: National associate director of the investment adviser/investment company examination program in the Office of Compliance Inspections and Examinations at the Securities and Exchange Commission</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: Washington, D.C.</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A., Middlebury College; law degree, University of Wisconsin Law School</p> Illustration by Ivan Canu Ten to Watch: Richard J. Hagen Jr. http://wealthmanagement.com/ten-watch-2015/ten-watch-richard-j-hagen-jr <div class="field-deck"> The Technician </div> <div class="node-body article-body">With all of the discount online brokerages and so-called “robo-advisors” out there—online advice platforms trying to replace flesh-and-blood advisors, to greater or lesser degrees—you’d think it would be difficult for a new player to make an impact. But Rich Hagen isn’t a new player.</div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-richard-j-hagen-jr" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-richard-j-hagen-jr#comments People Archive Technology Ten to Watch 2015 Mon, 11 Aug 2014 13:28:00 +0000 612761 at http://wealthmanagement.com <p><strong style="font-size: 13px;">Name</strong><span style="font-size: 13px;">: Richard J. Hagen Jr.</span></p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 45</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: President and CEO, TradeKing Advisors; Co-Founder TradeKing Group</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: Charlotte, N.C.</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A. in business and marketing, Southampton, New York</p> Illustration by Ivan Canu Ten to Watch: Erinn Ford http://wealthmanagement.com/ten-watch-2015/ten-watch-erinn-ford <div class="field-deck"> The Successor </div> <div class="node-body article-body">When Pacific West Securities decided it was time to close its doors and move its reps to Cetera Advisors, Erinn Ford, then Pacific West’s chief operating officer and head of marketing, handled the situation gracefully, by all accounts.</div> <p><a href="http://wealthmanagement.com/ten-watch-2015/ten-watch-erinn-ford" target="_blank">read more</a></p> http://wealthmanagement.com/ten-watch-2015/ten-watch-erinn-ford#comments IBDs People Archive Ten to Watch 2015 Fri, 08 Aug 2014 13:24:00 +0000 612741 at http://wealthmanagement.com <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Name</strong>: Erinn Ford</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Age</strong>: 44</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Position</strong>: President, Cetera Advisors</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Location</strong>: Seattle; Denver</p> <p style="font-size: 13px; line-height: 20px;"><strong style="font-size: 13px;">Education</strong>: B.A., University of Washington; Series 7, 24, 65, 63</p> Illustration by Ivan Canu