More in Community

  • Oct 9, 2014
    blog

    Financial Advisory Twitter War 4

    If you weren't on Twitter today, you missed a showdown between MarketCounsel's Brian Hamburger and industry commentators Michael Kitces and Bill Winterberg....More
  • Oct 9, 2014
    blog

    Growing Pains for Hedge Funds in the Liquid Alts Space

    The transition into liquid alternatives has not been an easy one for hedge fund managers, but ‘fund adoption’ could be the next wave of growth, says 361 Capital....More
  • Oct 9, 2014
    blog

    The Daily Brief: The Future of Finance is More of the Same?

    Silicon Valley venture capitalist Marc Andreesen got a lot of attention with a Q&A in Bloomberg Markets magazine where he suggested the entire realm of finance was ripe for disruption....More
  • Oct 8, 2014
    blog

    The Daily Brief: Myth Busting 101

    Clients should be disabused of the notion that they can do financial planning by themselves....More
  • Oct 7, 2014
    blog

    The Daily Brief: Worthwhile

    Hightower CEO Elliot Weissbluth is profiled in this month’s Worth magazine, which also named him No. 91 on the publication’s list of the 100 most powerful people in finance....More
  • Oct 6, 2014
    blog

    The Daily Brief: Broker/Dealer Liable for Inside Trades

    The SEC has charged a broker/dealer for failure to protect against insider trading for the first time. The Wells Fargo broker, who had previously been charged, is accused of trading on material non-public information when he learned from a client that Burger King was bieng sold to 3G Capital Management....More
  • Oct 3, 2014
    blog

    RIAs “Passing” on Diversity

    Most RIAs either have no knowledge about their firms' diversity programs or say that their programs are satisfactory, according to a recent survey by Schwab Advisor Services....More
  • Oct 3, 2014
    blog

    The Daily Brief: Estate App

    Woody Levin developed an app that stores all digital passwords, financial accounts, health records, social media log ins, etc. and automatically release them to a designated individual when they verify your death with the service....More
  • Oct 2, 2014
    blog

    FSI Responds to CARDS by Forming Task Force

    FSI formed a task force of broker/dealer executives to analyze and respond to FINRA's Comprehensive Automated Risk Data System (CARDS) proposal....More
  • Sep 29, 2014
    blog

    Thinking About Buying a Practice? Talk to More Than One Seller

    It’s a seller’s market when it comes to the merger and acquisition activity around advisory practices, so for those looking to buy, better have more than one iron in the fire....More
  • Sep 26, 2014
    blog

    Women More Exposed to Alternative Investments Than Men

    Female high-net-worth investors have more of their portfolio in alternative investments, like hedge funds and commodities, than men. They are also more liable to use financial advisors....More
  • Sep 22, 2014
    blog

    More People Buying Art as Investment

    Could art finally be earning a seat at the investment table? A new survey indicates it could be....More
  • Sep 17, 2014
    blog

    Hybrid RIA Lures Away $220M Advisor Duo From RBC

    Washington Wealth Management lured away a $220 million team from RBC Wealth Management on Wednesday. The duo will affiliate with the San Diego-based hyrbid RIA as a stand-alone practice based in Salt Lake City, Utah....More
  • Sep 15, 2014
    blog

    Millennials Don’t Want to Talk to You on Social Media, Study Says

    Despite years of hype around social media, a new study finds that millennials don't want financial institutions contacting them on social media....More

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