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  • Feb 1, 2016
    The Daily Brief

    The Stocks Millennials Buy

    The stocks millennials buy, FINRA gets approval for its crowdfunding rules, Preet Bharara on "Billions" and Summit Wealth Management's COO indicted for fraud....More
  • Jan 29, 2016
    The Daily Brief

    ETFs Reach All-Time High

    ETF assets are at an all-new high, the battle over the meaning of fiduciary duties and the “best interest” standard is only beginning, the hidden risks of mutual funds and millennials lack financial literacy....More
  • Jan 28, 2016
    blog

    FINRA Plans Changes to Registration and Testing Rules

    The Financial Industry Regulatory Authority will be working on a number of rule changes in 2016, including moving forward on its plan to revamp license testing, as well as creating a waiver program for those taking a leave of absence or performing different job functions....More
  • Jan 28, 2016
    The Daily Brief

    Betterment's 401(k) Platform Goes Live

    A new platform from Betterment, new statistics on institutional investors from Natixis and tough luck for the descendants of Josip Broz Tito....More
  • Jan 27, 2016
    Commentary

    OppenheimerFunds To Offer Smart Beta

    Oppenheimer dives into smart beta, a jarring new study linking cancer and bankruptcy and a marriage that never was....More
  • Jan 26, 2016
    Article

    IBDs Lagging in Cybersecurity Safeguards

    When it comes to cybersecurity, independent broker-dealers lag the wider industry on utilizing basic safeguards to protect customer information and prevent fraudulent activity....More
  • Jan 26, 2016
    The Daily Brief

    The British Robos Are Coming

    British banks develop robo-advisors, look to large caps to rebuild your portfolio, financial mistakes linger and Birkin bags a safer bet than gold or stocks....More
  • Jan 25, 2016
    blog

    First Non-Transparent Active ETF to Launch in February

    The first NextShares fund will start trading on NASDAQ in February....More
  • Jan 25, 2016
    The Daily Brief

    Complex Markets Call For Complex Solutions, Right? Right?

    Hardwired to meet complexity with complexity, why this bear market is good for you, asset managers are looking at a slow freeze, and a contrarian retirement guru says you're causing your clients too much anxiety....More
  • Jan 22, 2016
    The Daily Brief

    2015's Best Deal? Private Wealth Management Firms

    Private wealth management dominating asset manager deals, TD teaming up with AARP, investors do better at retirement planning when they use an advisor and the Georgia courts to decide what a dog's worth....More
  • Jan 21, 2016
    The Daily Brief

    This Is Your Brain on Money

    How your brain reacts to money, a picture of goals helps you achieve them, measuring smart beta and Gen-X worries the most....More
  • Jan 20, 2016
    blog

    ETF Pundits: Smart Beta Is Active Management

    Smart beta has become one of the hottest investment trends in the industry. But like active management, these ETFs are going to go through performance cycles, pundits say....More
  • Jan 20, 2016
    The Daily Brief

    Everything Hits At Once

    Asset allocation alone is not a risk mitigation strategy, the states where it's most and least likely to live paycheck to paycheck and Sacramento financial advisors are using the radio to expand their firm....More
  • Jan 19, 2016
    The Daily Brief

    Let’s Keep Gurus Accountable in 2016

    How will all the 2016 predictions hold up? Let's keep gurus accountable this year, don't go it alone, no matter how far the markets drop and Jacob Lew traveling to Puerto Rico to help with the bond crisis there....More
  • Jan 15, 2016
    The Daily Brief

    Schorsch Family Heirlooms Go to Auction

    Schorsch Americana collection being auctioned off, the best states for managing money, Totum Wealth launches new robo-advisor and financial satisfaction on the rise....More
  • Jan 14, 2016
    blog

    Chamber of Commerce to Fight DOL Fiduciary Rule

    The U.S. Chamber of Commerce said Thursday it will use every tool at its disposal to challenge the Department of Labor’s proposed fiduciary rule, including a potential lawsuit and working with Congress....More
  • Jan 14, 2016
    The Daily Brief

    Clueless on Alternatives

    Alternative investments are a mystery to investors, Justin Amash seeks to repeal the Cybersecurity Act of 2015, Commonwealth hits $1 billion and advisors need to talk to both spouses, not just one....More
  • Jan 13, 2016
    blog

    RIAs Making Gains in Adding New Clients From Other RIAs 1

    About 63 percent of advisors added clients in the second half of 2015, with the number coming from other RIAs up six percentage points....More
  • Jan 13, 2016
    The Daily Brief

    Remembering Bowie Bonds

    Remembering Bowie bonds, financial advice from a "Billions" star, Dynasty making alts mainstream and what it takes to be a top CEO....More
  • Jan 12, 2016
    The Daily Brief

    How Big Will Crowdfunding Get?

    Investments in the technology sector via crowdfunding are expected to increase sevenfold this year, according to a Juniper Research study....More
  • Jan 11, 2016
    blog

    ETF, Variable Annuity Sales Top SEC's 2016 Watchlist

    The Securities and Exchange Commission will be looking more closely at exchange traded funds and variable annuities this year....More
  • Jan 11, 2016
    The Daily Brief

    Series 7 Prep Coming to College Campuses

    Series 7 prep courses expanding on college campuses, the best financial advice is too boring for TV, divorce is hindering Baby Boomers' retirement plans, and a rare dime sells for $2 million....More

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