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Series 7 Exam

Browse articles and comments from the WealthManagement.com community on the Series 7 Exam.  Find out the answers to frequenty asked questions like:

What's the Series 7 pass rate?

How hard is the Series 7?

How long does it take to study?

What's the best study material?

The answers to those questions and many more in the content below.

Showing 1-10 of 2045
Forum topic

**NEW** SERIES 7 EXAM 11/7

Hello all, I have been looking at this forum for quite sometime now and finally decided to just sign up. ...
Nov. 7, 2011 | http://wealthmanagement.com/forums/rookies-trainees/new-series-7-exam-117
Forum topic

For Sale: STC Series 7 Material

I have the latest STC Series 7 study guide for sale - $150 OBO shipped. Access to the online tests lasts for another few months...
May 30, 2013 | http://wealthmanagement.com/forums/rookies-trainees/sale-stc-series-7-material
Forum topic

After Series 7 Applying to Different Firms from Original Firm

I was just wondering if anyone could give me a understanding of how it is looked upon to apply to other firms than the original firm that has sponsored the Series 7, and/or if it is even possible. I know when I signed my training and licensing papers that it said something like: " You will be...
Jun. 14, 2013 | http://wealthmanagement.com/forums/rookies-trainees/after-series-7-applying-different-firms-original-firm
Forum topic

RIA, Series 7, Series 6, Series 66?

I plan to be an investment advisor who charges my clients a 1% managment fee, holds assets at a Fidelity or Schwab type company, recommends investments, and places traded on behalf of my clients.  I've heard different things about what certificiations I need to do this.  Some say just RIA.  Some say...
Jul. 14, 2010 | http://wealthmanagement.com/forums/rias-independents/ria-series-7-series-6-series-66
Forum topic

I have the Series 24 did my Series 7 expire?

  Maybe someone knows?  I worked for 3 years with a firm Registered with my Series 24.  I moved to a wonderful new firm to work in a non supervisory role.  They say," even though my Series 24 is current I have to retake the Series 7". Just wondering if anyone else has been in this dilema?  ...
Apr. 14, 2012 | http://wealthmanagement.com/forums/rookies-trainees/i-have-series-24-did-my-series-7-expire
Forum topic

Kaplan Series 7 Exam Manual 7th Edition Versus 6th Edition

Anyone here know if the 7th edition  (2011) of Kaplan's series 7 exam manual is any different from their 6th edition (2010)  ...
Oct. 5, 2011 | http://wealthmanagement.com/forums/rookies-trainees/kaplan-series-7-exam-manual-7th-edition-versus-6th-edition
Forum topic

Series 7 Kaplan vs Training Consultants-Could really use some feedback

First off thanks for taking the time to respond to my inquiry...greatly appreciated. I got hired at an investment firm about two weeks ago and have been studying for the series 7 with the Kaplan material. I did self sponsorship and passed the series 66 and my life and health exams prior to starting...
Apr. 3, 2013 | http://wealthmanagement.com/forums/rookies-trainees/series-7-kaplan-vs-training-consultants-could-really-use-some-feedback
Forum topic

Series 7

Ok youngn's and greenhorns to the investing world.  Most of you have figured out that you have to jump through a lot of hoops to make it into this wonderful industry of investing.  The first hoop that most of you will have to jump through is taking the Series 7.  First rule, if you listen to...
Apr. 15, 2013 | http://wealthmanagement.com/forums/rookies-trainees/series-7-12
Forum topic

Number of Exam Takers - Series 7 and Series 65/66

Anyone know the number of people who take the Series 7 and Series 65/66 each year.  I could not find anything on Google so I might have to call FINRA and/or the NASAA.  In the spirit of full disclosure, I am trying to determine if the demand for the series 65/66 would justify adding it to my...
Jan. 21, 2012 | http://wealthmanagement.com/forums/rookies-trainees/number-exam-takers-series-7-and-series-6566
Forum topic

Series 7&66-Additional Study Aids

I am taking the 7 next week and should be ok. I've heard to watch out for the 66 and will be using STC with EDJ. So, can anyone recommend any apps or websites that are not full blown programs to augment the study program? STC so far has good Q&A exams and ok video lectures but the layout and...
Mar. 29, 2013 | http://wealthmanagement.com/forums/rookies-trainees/series-766-additional-study-aids
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