Case for Starting or Joining a Registered Investment Advisor Firm

Resource Description

Making the change from a traditional broker-dealer model to full independence with the registered investment advisor model introduces a number of considerations. The registered investment advisor (RIA) model can not only offer you greater choice and flexibility, but also greater responsibility. Learn more about the RIA model, how it compares to a captive-hybrid or bank/brokerage environment and get an overview on the role of the RIA custodian. This report is designed to help you find out for yourself what a move to independence can involve?and learn from those who made the change.


  • Resource Type

    White Paper
  • Publish Date

    Jul 6, 2012

Please or Register to post comments.

Industry Newsletters
Investment Category Sponsor Links
Practice Management Category Sponsor Links

Sponsored Introduction Continue on to (or wait seconds) ×